Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Paul BennittSecurities America, Inc.Questar Capital Corporation$2512-07-2018
Ryan A BeauregardEdward JonesPruco Securities, LLC.12-07-2018
Ryan S.Cott YountSecurities America, Inc.MML Investors Services, LLC12-07-2018
Ryan Thomas ConleyPrivate Client Services, LLCU.S. Bancorp Investments, Inc.$2512-07-2018
Timothy Allen HeuiserAmeriprise Financial Services, Inc.Morgan Stanley$15012-07-2018
Jesus Enrique SalazarEdward JonesPFS Investments Inc.12-06-2018
Timothy Edward OwenEdward JonesNorthwestern Mutual Investment Services, LLC12-04-2018
Richard Fisher and Dan SullivanRobert W. Baird & Co.Oppenheimer$22811-30-2018
William Anthony ArnoldWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$2511-30-2018
George WaltonStifel Nicolaus & Co.Wells Fargo Advisors$22511-28-2018
Keith CreechStifel Nicolaus & Co.Wells Fargo Advisors$20011-28-2018
George Wyatt Walton Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$26411-28-2018
Ryan Andrew FrankEdward JonesAllstate Financial Services, LLC11-28-2018
Timothy Brian YarbroughEdward JonesLincoln Financial Distributors, Inc.11-28-2018
Valerie Ann RobertsWells Fargo Clearing Services, LLCLPL Financial LLC11-28-2018
Robert Angel MolinaEdward JonesSeverin Investments LLC11-26-2018
Gregory Chad VickersEdward JonesLPL Financial LLC11-21-2018
Curt Byron AllenRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2511-20-2018
James Wides GoralnikRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00011-20-2018
Steven John MaxwellEdward JonesMorgan Stanley & Co. LLC11-20-2018
Antonio Andres LopezEdward JonesIvy Distributors, Inc.11-19-2018
Brandon Thomas PatroneEdward JonesSignator Investors, Inc.11-19-2018
Robert CompetielloEdward JonesT3 Trading Group, LLC11-19-2018
Richard William NiemiecStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00011-15-2018
Justin Richard WillisEdward JonesMWA Financial Services Inc.11-14-2018
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Showing 26 to 50 of 336 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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