Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Paul NordstromEdward JonesCambridge Investment Research Advisors, Inc.12-20-2018
Michelle Lee DubenaEdward JonesCitizens Securities, Inc.12-19-2018
Scott Robert WesleyTwo West Capital Advisors LLCMSEC, LLC12-19-2018
Justin Curtis RueterCompass Retirement Group LLCEdward Jones12-19-2018
Drew Ryan WaldronTwo West Capital Advisors LLCMariner Wealth Advisors12-18-2018
Patrick Wayne NorrisEdward JonesThrivent Investment Management Inc.12-17-2018
Frank Christopher SardoEdward JonesLPL Financial LLC$15012-17-2018
Rachel Lynn KierasEdward JonesCommonwealth Financial Network12-17-2018
Alex Leo JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-15-2018
Robert Nathan WillisonEdward JonesLPL Financial LLC$2512-14-2018
Charles Knight PettitEdward JonesFDX Capital LLC12-10-2018
Emma J. AragonEdward JonesWells Fargo Clearing Services, LLC12-10-2018
John Thomas VolpertEdward JonesSecurities America, Inc.12-10-2018
Zachary Ross HebbertEdward JonesRaymond James Financial Services, Inc.12-10-2018
Lina Marcela ClarkeWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.12-10-2018
Timothy Allen HeuiserAmeriprise Financial Services, LLCMorgan Stanley$15012-07-2018
Michael Paul BennittSecurities America, Inc.Questar Capital Corporation12-07-2018
Karla Elizabeth VlasatySecurities America, Inc.MML Investors Services, LLC$2312-07-2018
Ryan S.Cott YountSecurities America, Inc.MML Investors Services, LLC12-07-2018
Eric J. GaisfordSecurities America, Inc.Questar Capital Corporation12-07-2018
Ryan Charles HamiltonSecurities America, Inc.MML Investors Services, LLC12-07-2018
Ryan A BeauregardEdward JonesPruco Securities, LLC.12-07-2018
Jesus Salazar SalazarEdward JonesPFS Investments Inc.12-06-2018
Brett Thomas LawlessAE Wealth Management, LLCAmeriprise Financial Services, LLC12-03-2018
Samantha Lynn TitchenalWells Fargo Clearing Services, LLCEdward Jones12-03-2018
« Previous PageNext Page »

Showing 26 to 50 of 552 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.