Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Kenneth LazaroEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-12-2018
John Michael BaggettEdward JonesJ.P. Morgan Securities LLC11-12-2018
Julio Cesar MarquezEdward JonesFidelity Brokerage Services LLC11-12-2018
Rebecca L. Carpenter TimmermanBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.$5011-12-2018
Rodney Blane MillerKestra Investment Services, LLCCetera Financial Specialists LLC$111-12-2018
Sherry Lynn BakerBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.$5011-12-2018
Gerald Weeks MadsenEdward JonesLPL Financial LLC$1011-09-2018
Lea Anne AshbyBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.$1011-09-2018
Larry Alan MathisonEdward JonesIntegrity Funds Distributor, LLC$50011-06-2018
Roger Daniel PlackemeierHickory Wealth Management, LLCWoodbury Financial Services, Inc.11-06-2018
Tanner Wayne GreerHickory Wealth Management, LLCWoodbury Financial Services, Inc.11-06-2018
Matthew Marc MedveskyEdward JonesBB&T Securities, LLC11-05-2018
Merrill Vincent Snowden Jr.Benjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-02-2018
Miranda Joy YountEdward JonesOak Tree Financial Services, LLC10-31-2018
Kevin KeilEdward JonesNorthwestern Mutual Investment Services, LLC10-30-2018
Benjamin Bin Bin AnLPL Financial LLCCetera Financial Specialists LLC$110-29-2018
Jacqueline Dea HeaterCetera Advisor Networks LLCStifel, Nicolaus & Company, Incorporated$15010-26-2018
Matthew Ralph La PlantLPL Financial LLCAmeriprise Financial Services, Inc.10-25-2018
Michael Allen GertsemaCetera Advisor Networks LLCStifel, Nicolaus & Company, Incorporated$10010-24-2018
Kyle Edmund HillHill-Top Financial Planning, LLCPrairie Capital Management, LLC10-23-2018
Efrain FernandezEdward JonesFunds Distributor, LLC10-22-2018
Kenneth DiazEdward JonesCitigroup Global Markets Inc.10-22-2018
Todd Allen NyeCambridge Investment Research, Inc.Independent Financial Group, LLC$2510-19-2018
Andrew F. BrownEdward JonesUAT Resources, LLC10-08-2018
Douglas Matthew MacomberEdward JonesDWS Distributors, Inc.10-08-2018
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Showing 51 to 75 of 336 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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