Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James GuraCommonwealth Financial NetworkOppenheimer & Co. Inc.$15011-30-2018
Donna Lynne BrandmeyerRobert W. Baird & Co. IncorporatedOppenheimer & Co. Inc.$15011-30-2018
Marianne Frances DennieRobert W. Baird & Co. IncorporatedOppenheimer & Co. Inc.11-30-2018
William Anthony ArnoldWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$2511-30-2018
Carlie Ann HausmannWells Fargo Clearing Services, LLCPrivate Client Services, LLC11-30-2018
Timothy Brian YarbroughEdward JonesLincoln Financial Distributors, Inc.11-28-2018
Ryan Andrew FrankEdward JonesAllstate Financial Services, LLC11-28-2018
George Wyatt Walton Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$26411-28-2018
Valerie Ann RobertsWells Fargo Clearing Services, LLCLPL Financial LLC11-28-2018
Elizabeth Dalton GlennWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC11-28-2018
Douglas HannaVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC11-26-2018
Robert Angel MolinaEdward JonesSeverin Investments LLC11-26-2018
Joseph D. Hubbard IIIEdward JonesJ.P. Morgan Securities LLC11-23-2018
Gregory C. VickersEdward JonesLPL Financial LLC11-21-2018
Timothy Ford HanserClayton Financial Group, LLCBuckingham Strategic Wealth, LLC11-21-2018
Steven John MaxwellEdward JonesMorgan Stanley & Co. LLC11-20-2018
Curt Byron AllenRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2511-20-2018
James Wides GoralnikRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00011-20-2018
Robert CompetielloEdward JonesT3 Trading Group, LLC11-19-2018
Antonio A. LopezEdward JonesWaddell & Reed11-19-2018
Brandon Thomas PatroneEdward JonesSignator Investors, Inc.11-19-2018
Dwight Alan Fay Sr.Auxan Capital Advisors, LLCAmeriprise Financial Services, LLC11-19-2018
Craig Joseph BayesAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$2511-14-2018
Zachary OldhamMML Investors Services, LLCVestech Asset Management Inc.11-13-2018
Rodney Blane MillerKestra Investment Services, LLCCetera Financial Specialists LLC11-12-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.