Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Allen GertsemaCetera Advisor Networks LLCStifel, Nicolaus & Company, Incorporated$10010-24-2018
Kyle Edmund HillHill-Top Financial Planning, LLCPrairie Capital Management, LLC10-23-2018
Efrain FernandezEdward JonesFunds Distributor, LLC10-22-2018
Tonya L. McCampbellCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Todd Allen NyeCambridge Investment Research, Inc.Independent Financial Group, LLC$5010-19-2018
James Ronald WelchInfinex Investments, Inc.CUNA Brokerage Services, Inc.10-09-2018
Douglas Matthew MacomberEdward JonesDWS Distributors, Inc.10-08-2018
Michael C. GombergEdward JonesT3 Securities, Inc.10-08-2018
Andrew F. BrownEdward JonesUAT Resources, LLC10-08-2018
Grace Elizabeth MeadEdward JonesJ.P. Morgan Securities LLC10-08-2018
Daniel James KochsmeierEdward JonesMorgan Stanley10-08-2018
Gisele Rosita HarveyEdward JonesWells Fargo Clearing Services, LLC10-05-2018
Mary Katherine Witte TabbertEdward JonesLPL Financial LLC10-05-2018
Brian Pultman, John Biedenstein, Megan Elizabeth BadolatoCorrect Capital Wealth ManagementWells Fargo Advisors$60010-01-2018
Peter A. SusicEdward JonesDunham & Associates Investment Counsel, Inc.10-01-2018
Antoinetta Lynn FreemanEdward JonesWoodbury Financial Services, Inc.09-24-2018
Andrew Maurice FlatteryCambridge Investment Research, Inc.BMO Harris Financial Advisors, Inc.$15009-21-2018
Anthony M. DonnellyEdward JonesAmeriprise Financial Services, Inc.09-21-2018
Brian James SmithAcropolis Investment Management, L.L.C.VALIC Financial Advisors, Inc.09-18-2018
William Michael O'NealEdward JonesJ.P. Morgan Securities LLC09-18-2018
Kara Michele LebanikEdward JonesFidelity Brokerage Services LLC09-18-2018
Andrew Joseph SoladaEdward JonesUBS Securities LLC09-17-2018
Joel Kevin HuetOpen Road Wealth Management, LLCBOK Financial Services, Inc.09-17-2018
David Paul MastersEdward JonesAccelerated Capital Group09-17-2018
Daniel B IrvingVESTECH Securities, Inc.FSC Securities Corporation09-12-2018
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Showing 76 to 100 of 344 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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