Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Wade HurstPruco Securities, LLC.LPL Financial LLC$1,00009-07-2018
Ryan Kent NobleProsperity PlanningCetera Advisors LLC09-06-2018
Trevon Terrell CooperEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
Bernard Joseph HaselhorstRaymond James & Associates, Inc.UBS Financial Services Inc.$15008-31-2018
Edward Gerard HenrichsRaymond James & Associates, Inc.UBS Financial Services Inc.$5008-31-2018
Martin Erwin ObermanRaymond James & Associates, Inc.UBS Financial Services Inc.$15008-31-2018
Thomas John HaroldCetera Advisor Networks LLCWoodbury Financial Services, Inc.08-31-2018
Wendy Whiffen SealeEdward JonesRaymond James Financial Services, Inc.08-31-2018
Lacey Anne DiekmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedCrown Capital Securities, L.P.08-30-2018
Adriane Linette WashburnEdward JonesPrincipal Securities, Inc.08-27-2018
Earl Patrick JarolimekEdward JonesBancWest Investment Services, Inc.08-27-2018
Thomas Joseph MulloolyEdward JonesCredit Suisse Securities (USA) LLC08-27-2018
Jennifer Malone, Andrew Rogers, Adam Hawley, Steve MinshullLPL FinancialWaddell & Reed$23208-21-2018
Arthur Howell CopperthiteEdward JonesAmeriprise Financial Services, Inc.08-21-2018
Stephen Charles MinshullLPL Financial LLCWaddell & Reed08-21-2018
William Edward PeeplesEdward JonesJ.P. Morgan Securities LLC08-21-2018
William Gregg ChamberlinLPL Financial LLCSecurities America, Inc.$5008-21-2018
Matthew David JensenEdward JonesJ.P. Morgan Securities LLC08-20-2018
William Phillips AndersonEdward JonesP.J. Robb Variable Corporation08-20-2018
Arthur Clifford CosperEdward JonesLPL Financial LLC08-17-2018
David Patrick NadeauEdward JonesMML Investors Services, LLC08-17-2018
Donald Robert RuzickaEdward JonesScottrade, Inc.$2508-17-2018
Ryan Patrick DwyerEdward JonesE*TRADE Securities LLC08-17-2018
Stephen Robert PhairEdward JonesBBVA Securities Inc.08-17-2018
Wesley Dale WalkerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$108-17-2018
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Showing 101 to 125 of 336 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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