Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derrick Thomas Rashaun WilliamsMorgan StanleySecurian Financial Services, Inc.10-29-2018
Jacqueline Dea HeaterCetera Advisor Networks LLCStifel, Nicolaus & Company, Incorporated$15010-26-2018
Nicholas John GertsemaCetera Advisor Networks LLCStifel, Nicolaus & Company, Incorporated10-26-2018
Matthew Ralph La PlantLPL Financial LLCAmeriprise Financial Services, LLC10-25-2018
Keaten Allen LandisNYLIFE Securities LLCEdward Jones10-25-2018
Joseph Ray AllenMML Investors Services, LLCPrincipal Securities, Inc.10-25-2018
Michael Allen GertsemaCWM, LLCStifel, Nicolaus & Company, Incorporated$10010-25-2018
Kyle Edmund HillHill-Top Financial Planning, LLCPrairie Capital Management, LLC10-23-2018
Efrain FernandezEdward JonesFunds Distributor, LLC10-22-2018
Jacob Russell ApkeEdward JonesFidelity Brokerage Services LLC10-22-2018
Todd Allen NyeCambridge Investment Research, Inc.Independent Financial Group, LLC$5010-19-2018
James Alan HowardEdward JonesEdward Jones10-17-2018
Ann-Marie Barbara CudziloFirst Command Financial Planning, Inc.Transamerica Capital, Inc.10-17-2018
Eric Matthew TillerWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC10-12-2018
Michael David BlauRaymond James Financial Services, Inc.Farmers Financial Solutions, LLC10-11-2018
James Ronald WelchInfinex Investments, Inc.CUNA Brokerage Services, Inc.10-09-2018
Dana Renee GesfordEdward JonesWells Fargo Clearing Services, LLC10-09-2018
Douglas Matthew MacomberEdward JonesDWS Distributors, Inc.10-08-2018
Michael C. GombergEdward JonesOpen to the Public Investing, Inc.10-08-2018
Andrew F. BrownEdward JonesUAT Resources, LLC10-08-2018
Grace Elizabeth MeadEdward JonesJ.P. Morgan Securities LLC10-08-2018
Daniel James KochsmeierEdward JonesMorgan Stanley10-08-2018
Ryan Scott AllingEdward JonesWedbush Securities Inc.10-08-2018
Michael Elwyn GoettschEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-08-2018
Fernando Cortez Tillman IIWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC10-08-2018
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Showing 101 to 125 of 552 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.