Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel James FrankEdward JonesRademacher Financial, Inc.07-30-2018
Joey Marie OrdwayEdward JonesPruco Securities, LLC.07-30-2018
Kenneth Jerry Eller Jr.Edward JonesSynovus Securities, Inc.07-30-2018
Craig William DennisEdward JonesThe Leaders Group, Inc.07-30-2018
Rafael Salvador NunezEdward JonesWells Fargo Clearing Services, LLC07-30-2018
Brandon Thomas WhitmoreEdward JonesFidelity Personal and Workplace Advisors07-30-2018
Seth Jacob CollinsEdward JonesLPL Financial LLC$5007-27-2018
Kevin James WalkerEdward JonesThrivent Investment Management Inc.07-27-2018
David Scott EmshoffMML Investors Services, LLCHuntleigh Securities Corporation$2507-25-2018
Michael Alan OrrCambridge Investment Research, Inc.LPL Financial LLC$2507-24-2018
Lennis Louise MoorePackerland Brokerage Services, Inc.Securities America, Inc.$2307-18-2018
Ryan D. EderleMutual of Omaha Investor Services, Inc.MML Investors Services, LLC07-18-2018
John Stanton BurnsOakview Wealth Solutions LLCStifel, Nicolaus & Company, Incorporated07-17-2018
Barbara HughesStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$6007-16-2018
Leigh Ann HarrisEdward JonesHorace Mann Investors, Inc.07-16-2018
Don Edward McKinleyFortify Wealth, Inc.Kestra Investment Services, LLC07-16-2018
Amy Lynn PalmerEdward JonesReinhardt Financial Services Inc07-16-2018
Craig Alan ComstockAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5007-13-2018
Corey M. StackhouseHuntleigh Securities CorporationEdward Jones07-11-2018
Michael DelaneyEdward JonesTD Ameritrade, Inc.07-09-2018
Walter A. JuarezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCountry Capital Management Company07-09-2018
Don Harlan GassAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15007-03-2018
Aloysius Martin BrownWorthyNest LLCProsperity Capital Advisors07-03-2018
Barbara Rae HughesStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-02-2018
Lars Dean OmlidMoloney Securities Co., Inc.Financial Planning Consultants, Inc.07-02-2018
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Showing 151 to 175 of 344 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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