Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Jacob ThomasRLB Financial1st Global Capital Corp.09-18-2018
Chad Jacob WarrenLPL Financial LLCEdward Jones$15009-17-2018
Gina Marie HoggattEdward JonesMorgan Stanley$5009-17-2018
Andrew Joseph SoladaEdward JonesUBS Securities LLC09-17-2018
Brenda Renee WatsonEdward JonesPFS Investments Inc.09-17-2018
David Paul MastersEdward JonesAccelerated Capital Group09-17-2018
Joel Kevin HuetOpen Road Wealth Management, LLCBOK Financial Securities, Inc.09-17-2018
Ann Elizabeth MurrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-17-2018
Jennifer Lynn FlenzEdward JonesEdward Jones09-13-2018
Nama Sevin SoukounaEdward JonesEdward Jones09-13-2018
Douglas Hunter PorterfieldEdward JonesInvestment Logistics, LLC09-13-2018
Daniel B IrvingVESTECH Securities, Inc.FSC Securities Corporation09-12-2018
Ryan C. JuddW&S Brokerage Services, Inc.Edward Jones09-12-2018
Anthony Eugene UrrutiaEdward JonesFarmers Financial Solutions, LLC09-12-2018
Richard Philip HillU.S. Bancorp Investments, Inc.TD Ameritrade, Inc.09-11-2018
David A. HollandEdward JonesJ.P. Morgan Securities LLC09-11-2018
Melvin Leonard BallengerVALIC Financial Advisors, Inc.TIAA-CREF Individual & Institutional Services, LLC09-10-2018
Bradley Alan GutzlerEdward JonesPortfolio Brokerage Services, Inc.09-10-2018
Andrew C. HaleEdward JonesFarmers Financial Solutions, LLC09-10-2018
Keith Wade HurstPruco Securities, LLC.LPL Financial LLC$1,00009-07-2018
Aaron D. MutherEdward JonesPaychex Securities Corporation09-07-2018
Ryan Kent NobleProsperity PlanningCetera Advisors LLC09-06-2018
Rachael Michelle GrafProsperity PlanningCetera Advisors LLC09-06-2018
Daniel Scott ReiterProsperity PlanningCreative Planning09-06-2018
Dane Edward SelkeEdward JonesPlante Moran Financial Advisors09-05-2018
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Showing 151 to 175 of 552 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.