Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Trevon Terrell CooperEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
Miranda Lee SchwarzenEdward JonesTD Ameritrade, Inc.09-05-2018
Joseph Brendan FrazierEdward JonesRaymond James & Associates, Inc.09-04-2018
Madeleine Sophie BeckmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC09-04-2018
Thomas John HaroldCetera Advisor Networks LLCWoodbury Financial Services, Inc.08-31-2018
Wendy W. SealeEdward JonesRaymond James Financial Services, Inc.08-31-2018
Edward Gerard HenrichsRaymond James & Associates, Inc.UBS Financial Services Inc.$5008-31-2018
Bernard Joseph HaselhorstRaymond James & Associates, Inc.UBS Financial Services Inc.$5008-31-2018
Martin Erwin ObermanRaymond James & Associates, Inc.UBS Financial Services Inc.$10008-31-2018
Shawn Patrick O'ShaughnessyArete Wealth Management, LLCSC Distributors, LLC08-30-2018
Lacey Anne DiekmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedCrown Capital Securities, L.P.08-30-2018
Jordan Dean CallahanWells Fargo Clearing Services, LLCTD Ameritrade, Inc.08-30-2018
Joshua David BoardmanStifel, Nicolaus & Company, IncorporatedTD Ameritrade, Inc.08-28-2018
Thomas Joseph MulloolyEdward JonesCredit Suisse Securities (USA) LLC08-27-2018
Earl Patrick JarolimekEdward JonesBancWest Investment Services, Inc.08-27-2018
Adriane Linette WashburnEdward JonesPrincipal Securities, Inc.08-27-2018
Matthew Edward EhrenreichMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-23-2018
William Gregg ChamberlinLPL Financial LLCSecurities America, Inc.$5008-21-2018
Adam Charles HawleyLPL Financial LLCWaddell & Reed08-21-2018
Jennifer Erin MaloneLPL Financial LLCWaddell & Reed08-21-2018
Stephen Charles MinshullLPL Financial LLCWaddell & Reed08-21-2018
Andrew David RogersLPL Financial LLCWaddell & Reed08-21-2018
Arthur Howell CopperthiteEdward JonesAmeriprise Financial Services, LLC08-21-2018
William Edward PeeplesEdward JonesJ.P. Morgan Securities LLC08-21-2018
William Phillips AndersonEdward JonesP.J. Robb Variable Corporation08-20-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.