Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Landon TaylorEdward JonesFDX Capital LLC05-29-2018
Gary Baker, Dan Kraus, Kim Rubenstein, Kim PeakerKestra FinancialWells Fargo Advisors$18605-24-2018
Audra Gillespie CoxEdward JonesSECU Brokerage Services05-24-2018
William George Alexander JrEdward JonesWells Fargo Clearing Services, LLC05-22-2018
Eric Michael MilhouaEdward JonesWells Fargo Securities, LLC05-21-2018
Crystal Sage BarkerEdward JonesPNC Investments$1005-18-2018
Veronica Suzanne BrooksWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2505-17-2018
Benjamin David JohnsonCambridge Investment Research, Inc.Securities America, Inc.05-17-2018
Timothy Alan VolkerEdward JonesForesters Financial Services, Inc.05-16-2018
Dilworth Dean LymanYour Financial PartnershipWaddell & Reed05-15-2018
David IvanoudisEdward JonesProEquities, Inc.05-15-2018
Lauren O'BrienEdward JonesAmeriprise Financial Services, Inc.05-14-2018
James Russell LingerfeltEdward JonesCenter Street Securities, Inc.05-14-2018
Ronald A. SchammertEdward JonesAllstate Financial Services, LLC05-10-2018
Daniel Thomas KrausKestra Investment Services, LLCWells Fargo Clearing Services, LLC$10005-09-2018
Steven Anthony Gambino IICommerce Brokerage Services, Inc.U.S. Bancorp Investments, Inc.05-09-2018
Craig Thomas MooreEdward JonesHilltop Securities Inc.$1005-07-2018
Brian Joseph SlineyEdward JonesMDT Advisers, A Division of Federated MDTA LLC05-07-2018
Ji Yun WangU.S. Bancorp Investments, Inc.Scottrade, Inc.05-07-2018
Curtis Alan SporesEdward JonesAmeriprise Financial Services, Inc.05-07-2018
Grover Cleaveland MusserU.S. Bancorp Investments, Inc.Mariner Wealth Advisors$5005-03-2018
William Eager Howard IVSaxony Securities, Inc.Wheelhouse Securities Corporation$5005-03-2018
Robert James GrunzingerSaxony Securities, Inc.Wheelhouse Securities Corporation$2505-03-2018
Dustin M. LindleyEdward JonesPruco Securities, LLC.05-02-2018
Daniel R. BrownEdward JonesFarmers Financial Solutions, LLC05-01-2018
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Showing 201 to 225 of 344 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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