Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Robert RuzickaEdward JonesScottrade, Inc.08-17-2018
James Edward Phelps IIISaxony Securities, Inc.Scottrade, Inc.07-23-2018
Charles Joseph RuhmannCetera Investment Services LLCScottrade, Inc.07-14-2018
William Joseph SoutherlandWells Fargo Advisors Financial Network, LLCScottrade, Inc.07-12-2018
George R Astudillo ChaconCharles Schwab & Co., Inc.Scottrade, Inc.06-08-2018
Heath Michael CatoPNC InvestmentsScottrade, Inc.05-25-2018
Jeffrey Michael DiltheyMutual of America Securities LLCScottrade, Inc.05-17-2018
Ji Yun WangU.S. Bancorp Investments, Inc.Scottrade, Inc.05-07-2018
Vincent Maynard FitzpatrickEdward JonesScottrade, Inc.05-07-2018
Matthew Dominico MayerEdward JonesScottrade, Inc.05-07-2018
Eric Mitchell KelingStifel, Nicolaus & Company, IncorporatedScottrade, Inc.04-06-2018
Lee M. SchuermannEdward JonesScottrade, Inc.03-23-2018
Kristen P. FallonCommerce Brokerage Services, Inc.Scottrade, Inc.03-22-2018
Christina Ann TuckerEdward JonesScottrade, Inc.03-07-2018
Brad J. MeadorVALIC Financial Advisors, Inc.Scottrade, Inc.03-05-2018
Todd F. GoesslingWells Fargo Clearing Services, LLCScottrade, Inc.02-07-2018
Bryan Lee SachanStifel, Nicolaus & Company, IncorporatedScottrade, Inc.$5002-05-2018

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.