Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Grant Joseph TrowerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-09-2019
Robert Paul Niklaus KellerEdward JonesWells Fargo Clearing Services, LLC01-07-2019
Emma J. AragonEdward JonesWells Fargo Clearing Services, LLC12-10-2018
George Wyatt Walton Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$26411-28-2018
Douglas HannaVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC11-26-2018
Curt Byron AllenRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2511-20-2018
James Wides GoralnikRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00011-20-2018
Merrill Vincent Snowden Jr.Benjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-02-2018
Jacquelyn J. MajorosFirst State Financial Management, Inc.Wells Fargo Clearing Services, LLC11-01-2018
Eric Matthew TillerWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC10-12-2018
Dana Renee GesfordEdward JonesWells Fargo Clearing Services, LLC10-09-2018
Fernando Cortez Tillman IIWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC10-08-2018
Gisele Rosita HarveyEdward JonesWells Fargo Clearing Services, LLC10-05-2018
Megan Elizabeth BadolatoCorrect Capital Wealth Management, LLCWells Fargo Clearing Services, LLC10-01-2018
John Vincent BiedensteinCorrect Capital Wealth Management, LLCWells Fargo Clearing Services, LLC09-28-2018
Heidi Marie DiemerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-21-2018
Natalie QuirozEdward JonesWells Fargo Clearing Services, LLC08-07-2018
Jessica Lashae' OliphantEdward JonesWells Fargo Clearing Services, LLC08-07-2018
Patrick Randell NorfleetEdward JonesWells Fargo Clearing Services, LLC08-03-2018
Rafael Salvador NunezEdward JonesWells Fargo Clearing Services, LLC07-30-2018
Christopher John HartEdward JonesWells Fargo Clearing Services, LLC06-04-2018
Jennifer Lee JenningsHighTower Securities, LLCWells Fargo Clearing Services, LLC05-30-2018
William George Alexander JrEdward JonesWells Fargo Clearing Services, LLC05-22-2018
Jonathan Morse HeitnerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$20005-11-2018
David Warren Mesker Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00005-11-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.