Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lina Marcela ClarkeWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.12-10-2018
Samantha Lynn TitchenalWells Fargo Clearing Services, LLCEdward Jones12-03-2018
William Anthony ArnoldWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$2511-30-2018
Carlie Ann HausmannWells Fargo Clearing Services, LLCPrivate Client Services, LLC11-30-2018
Valerie Ann RobertsWells Fargo Clearing Services, LLCLPL Financial LLC11-28-2018
Elizabeth Dalton GlennWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC11-28-2018
Kevin MurphyWells Fargo Clearing Services, LLCFirst Command Financial Planning, Inc.11-05-2018
Ryan Andrew MccollumWells Fargo Clearing Services, LLCTD Ameritrade, Inc.11-01-2018
Antonio Deniro McdonaldWells Fargo Clearing Services, LLCEdward Jones11-01-2018
Eric Matthew TillerWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC10-12-2018
Fernando Cortez Tillman IIWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC10-08-2018
Jordan Dean CallahanWells Fargo Clearing Services, LLCTD Ameritrade, Inc.08-30-2018
Bret S. CarterWells Fargo Clearing Services, LLCEdward Jones07-02-2018
Veronica Suzanne BrooksWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC05-17-2018
Ann Margaret BoydWells Fargo Clearing Services, LLCSecurities America, Inc.04-27-2018
Jamie Paul ParkerWells Fargo Clearing Services, LLCVining Sparks04-27-2018
Gary W. BoswickWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$29403-22-2018
Jessa Llagas DarundayWells Fargo Clearing Services, LLCE*TRADE Securities LLC03-07-2018
Todd F. GoesslingWells Fargo Clearing Services, LLCScottrade, Inc.02-07-2018
Marisa Ann GriggsWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-30-2018
William Lawrence SchultzWells Fargo Clearing Services, LLCTD Ameritrade, Inc.01-16-2018

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.