Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katherine Carmichael MorosaniEdward Jones1st Global Capital Corp.11-16-2018
Barbara Ann BellCannon AdvisorsAdvisory Services Network06-26-2018
Michael Robert BoykinCannon AdvisorsAdvisory Services Network06-26-2018
Justin Dean OsbornKensington Financial Group, Inc.Allstate Financial Services, LLC03-08-2018
Thomas John Faber IILPL Financial LLCAmeriprise Financial Services, LLC01-02-2019
Brian Lewis HillLPL Financial LLCAmeriprise Financial Services, LLC12-19-2018
Bruce Clinton Bevins IILPL Financial LLCAmeriprise Financial Services, LLC$5011-02-2018
Karl Andrew MundtCommonwealth Financial NetworkAmeriprise Financial Services, LLC08-24-2018
Craig Brian MillerPrincipal Securities, Inc.Ameriprise Financial Services, LLC08-17-2018
Timothy Wayne HicksGarrett Investment Advisors, LLCAmeriprise Financial Services, LLC06-25-2018
Cassandra Jo BartlettCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC06-05-2018
Michelle Lee LaCountMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$2503-20-2018
James Robert DickieSoutheast Investments, N.C., Inc.Ameriprise Financial Services, LLC03-02-2018
Steve Hemby IIIGWN Securities Inc.Ameritas Investment Company, LLC06-29-2018
Ashley Fuquay DoyleLumina Wealth Management, LLCAnlyan & Hively Private Client Group, LLC03-30-2018
Meredith Howell KoenigLumina Wealth Management, LLCAnlyan & Hively Private Client Group, LLC03-30-2018
William George AnlyanLumina Wealth Management, LLCAnlyan & Hively Private Client Group, LLC03-29-2018
John Leonard RigsbeeRoyal Alliance Associates, Inc.Avantax Investment Services, Inc.12-07-2018
Donald Victor EdwardsLPL Financial LLCAvantax Investment Services, Inc.07-20-2018
Robby Edward Ammons JrPruco Securities, LLC.Bankers Life Securities, Inc.09-14-2018
Geoffrey Alexander ElliottUBS Financial Services Inc.Bankers Life Securities, Inc.07-26-2018
Thomas Bryan AlexanderAllstate Financial Services, LLCBankers Life Securities, Inc.06-27-2018
William Bradford FlowersPruco Securities, LLC.BB&T Securities, LLC01-08-2019
Joel Dermont AyersAmeriprise Financial Services, LLCBB&T Securities, LLC12-19-2018
Christopher Michael ReaumeLPL Financial LLCBB&T Securities, LLC12-19-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.