Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Brian MostellerUBS Financial Services Inc.Vanguard Marketing Corporation05-07-2018
Aaron Nii Lante TawiahUBS Financial Services Inc.Vanguard Marketing Corporation08-20-2018
Alan Brookshire, James Chandley, Julie WilliardOppenheimerHilliard Lyons$39006-04-2018
Alan Earl BrookshireJ.J.B. Hilliard, W.L. Lyons, LLCOppenheimer & Co. Inc.$15005-27-2018
Alan Michael UlrichLPL Financial LLCKey Investment Services LLC08-20-2018
Alejandro LunaUBS Financial Services Inc.Vanguard Marketing Corporation09-26-2018
Alexander Ballantyne BarnesMutual Securities, Inc.Cornerstone Wealth$10004-11-2018
Alexander Reece StarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-29-2018
Alfredo DipintoKestra Investment Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-26-2018
Allan Wesley Critchett Jr.Taylor Capital Management Inc.Pruco Securities, LLC.06-06-2018
Alton Leroy Howell Jr.LPL Financial LLCWoodbury Financial Services, Inc.$50010-16-2018
Alva Lewis GrierProEquities, Inc.Lincoln Financial Securities Corporation$50001-29-2018
Alvonzo Timothy GibbsPruco Securities, LLC.Lincoln Financial Securities Corporation05-16-2018
Alyssa Nicole ThomasonElevated Performance Investment Group, LLCAmeriprise Financial Services, Inc.09-24-2018
Amanda Lynn DavisonSupreme Alliance LLCThe O.N. Equity Sales Company02-03-2018
Amelia Justice HarmonInvestacorp, Inc.PNC Investments$10003-15-2018
Amy L BrogdenBB&T Securities, LLCMorgan Stanley06-12-2018
Amyjo Mcelfresh WaheedAmphora Wealth Management, LLCGuardian Pointe Private Wealth Management, LLC02-04-2018
Andrew James OrtizUBS Financial Services Inc.Vanguard Marketing Corporation01-03-2019
Andrew John CapecciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2018
ANDREW Joseph SCHULTZPNC InvestmentsAXA Advisors, LLC04-06-2018
Andrew Keith VogelPruco Securities, LLC.Woodmen Financial Services, Inc.09-26-2018
Andrew Marshall Basinger IIILive Oak Private Wealth, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-31-2018
Andrew R. ClarkSmith, Salley & Associates, LLCStearns Financial Group05-22-2018
Andrew R. MillerUBS Financial Services Inc.MML Investors Services, LLC01-11-2018
Next Page »

Showing 1 to 25 of 493 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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