Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Taylor ChambersWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Vanguard Marketing Corporation08-02-2018
James Woodrow Gillespie IIIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)SunTrust Advisory Services, Inc.03-28-2018
Janet Colleen GallowaySA Stone Investment Advisors Inc.SA Stone Wealth Management Inc.08-16-2018
Jared Edward NewmanCetera Investment Services LLCSunTrust Investment Services, Inc.01-12-2018
Jasen Allen HedrickCambridge Investment Research, Inc.Nationwide Securities, LLC$10006-01-2018
Jason RerichaAPW Capital, Inc.YELLOWWOOD WEALTH SOLUTIONS, LLC$12001-11-2019
Jason RerichaYELLOWWOOD WEALTH SOLUTIONS, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2018
Jay C DougallPrincipal Securities, Inc.Waddell & Reed$25002-15-2018
Jay Gray MeadorsBelpointe Asset Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2018
Jean Robert Metayer Jr.Pruco Securities, LLC.Waddell & Reed01-25-2018
Jeffrey Eugene Gautier JrWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)W&S Brokerage Services, Inc.08-16-2018
Jeffrey Lynn BarkerSecurities America, Inc.Questar Capital Corporation$50012-07-2018
Jeffrey Paul ClarkePrincipal Securities, Inc.MML Investors Services, LLC$10010-16-2018
Jeffrey Scott HughesFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25012-10-2018
Jeffrey Scott ShealyAmeriprise Financial Services, Inc.Morgan Stanley$10009-21-2018
Jeremy Michael RemilyIntercarolina Financial Services, Inc.CAPITAL FINANCIAL SERVICES, INC.$20011-16-2018
Jeremy Scott HeffnerLPL Financial LLCAmeriprise Financial Services, Inc.$50012-19-2018
Jerry John WojtKalos Capital, Inc.Scottrade, Inc.06-22-2018
Jessica Marie Norris ChatmonIndependent Advisor Alliance, LLCLPL Financial LLC02-01-2018
Jessica Marie Norris ChatmonLPL Financial LLCEdward Jones01-22-2018
Joana Jean CavanaghTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC04-27-2018
Joel Dermont AyersAmeriprise Financial Services, Inc.BB&T Securities, LLC$25012-19-2018
John Albert AmickIntercarolina Financial Services, Inc.Hornor, Townsend & Kent, LLC06-07-2018
John Alvin Barrow1st Global Capital Corp.Blue Rock Wealth Management, LLC02-06-2018
John Brandon VickersWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.02-16-2018
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Showing 201 to 225 of 493 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.