Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shane Tyler WissmannAllen Capital Group, LLCNovem Group01-09-2019
Bruce Todd LearAmerican Portfolios Financial Services, Inc.Securities America, Inc.01-07-2019
Jon Robert HansenRaymond James Financial Services, Inc.Edward Jones01-07-2019
Michael Robert ReganBancWest Investment Services, Inc.Securities America, Inc.01-03-2019
Daniel Jacob ClausonTD Ameritrade, Inc.Pacific Select Distributors, LLC01-02-2019
Saul Kalu OnyeukuLPL Financial LLCRoyal Alliance Associates, Inc.12-19-2018
Tami Lee MendellCetera Advisors LLCQuestar Capital Corporation$2512-19-2018
Robert Charles GrowCetera Advisors LLCQuestar Capital Corporation$10012-18-2018
Kirk Thomas PetersonWoodbury Financial Services, Inc.MWA Financial Services Inc.12-14-2018
Troy David DvorakCambridge Investment Research, Inc.Centaurus Financial, Inc.$5012-10-2018
Chris Ryan StewartCambridge Investment Research, Inc.Centaurus Financial, Inc.12-10-2018
William David PikeIAMS Wealth Management, LLCPrincipal Securities, Inc.12-04-2018
Jesse Thomas HinrichsCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Kyle S FuchtmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
James T WapelhorstCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Patricia Lorraine LammliCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Andrea L FritzCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Jeanne Ann Boisen-BaumCambridge Investment Research, Inc.Securian Financial Services, Inc.11-30-2018
Randy Dean RichardsPlanMember Securities CorporationForesters Equity Services, Inc.11-29-2018
Evan Robert BissonFBL Marketing Services, LLCBancWest Investment Services, Inc.11-27-2018
Grady Douglas Bishop IiiUBS Financial Services Inc.Wells Fargo Clearing Services, LLC11-26-2018
Richard Bert ReedSequent Planning, LLCBancWest Investment Services, Inc.11-08-2018
Robert Ray Bennie JrKestra Investment Services, LLCProspera Financial Services, Inc.$10011-02-2018
Mouzzam ALI AbbasiSequent Planning, LLCTransamerica Financial Advisors, Inc11-02-2018
Christopher Allen CoffmanAmeritas Investment Company, LLCTD Ameritrade, Inc.$5011-02-2018
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Showing 1 to 25 of 107 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.