Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Duc P. LeAmeritas Investment Corp.USI Advisors01-09-2019
Jon Robert HansenRaymond James Financial Services, Inc.Edward Jones01-07-2019
Tami Lee MendellCetera Advisors LLCQuestar Capital Corporation12-19-2018
Kirk Thomas PetersonWoodbury Financial Services, Inc.MWA Financial Services Inc.12-14-2018
Troy David DvorakCambridge Investment Research, Inc.Centaurus Financial, Inc.$5012-10-2018
Matthew Nathan EglsederRBC Capital Markets, LLCTD Ameritrade, Inc.12-07-2018
Jesse Thomas HinrichsCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Kyle S. FuchtmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
James T. WapelhorstCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Jeanne Ann Boisen-BaumCambridge Investment Research, Inc.Securian Financial Services, Inc.11-30-2018
Gerald Howard Denney Jr.Ameriprise Financial Services, Inc.Private Advisor Group, LLC$15011-29-2018
Randy Dean RichardsPlanMember Securities CorporationForesters Equity Services, Inc.11-29-2018
Evan Robert BissonFBL Marketing Services, LLCBancWest Investment Services, Inc.11-27-2018
Brian Joseph MinerPlanMember Securities CorporationForesters Equity Services, Inc.11-12-2018
Jeffrey Lynn MewsWoodmen Financial Services, Inc.Edward Jones11-09-2018
Curtis Ray LevalleyRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Robert Ray Bennie Jr.Kestra Investment Services, LLCProspera Financial Services, Inc.$10011-02-2018
Lance Patrick CarlsonRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Christopher Allen CoffmanAmeritas Investment Corp.TD Ameritrade, Inc.$5011-02-2018
Stephen Gary RossRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Michael Eugene TheisRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Timothy Lee HallRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Kent Allen CarlsonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brad Alan CarlsonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Jeffrey David SkeelsRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
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Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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