Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sheldon Seth JonesSantander Securities LLCGWFS Equities, Inc.12-21-2018
Mark David RossHD Vest Investment ServicesCitizens Securities, Inc.12-20-2018
Frank Charles StamaMKT Investments, LLCNortheastern Wealth Management, LLC12-13-2018
Kenneth Arthur CormierAllstate Financial Services, LLCNYLIFE Securities LLC12-10-2018
Razvan Aurelian MiricaMirica WealthFlagship Harbor Advisors, LLC12-10-2018
Marilyn Ashley RiosDakota Wealth, LLCDAKOTA WEALTH, LLC12-07-2018
Thomas Joseph Omalley Jr.People's United Advisors, Inc.CUSO Financial Services, L.P.11-28-2018
Steven M. DaltonCambridge Investment Research, Inc.Brophy Wealth Management, LLC$10011-12-2018
Michael George CeratoCantella & Co., Inc.Wells Fargo Advisors Financial Network, LLC$10011-06-2018
James Donald AbagisCantella & Co., Inc.Wells Fargo Advisors Financial Network, LLC11-06-2018
Michael Francis LebargeRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Christopher Todd BenoitRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Robert Andrew Landi Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Bryan David FennRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Sidney David Tyner Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
John Michael Finnegan Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Matthew Joseph SoucyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Timothy David DollRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Blake Russell WaymanRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brian Matthew DuncanCitizens Securities, Inc.NYLIFE Securities LLC$1010-24-2018
George Anthony CruzAXA Advisors, LLCSantander Securities LLC10-08-2018
Bernadette Marie LongfieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5009-28-2018
Richard Matthew HendlWells Fargo Clearing Services, LLCALPS Distributors, Inc.09-25-2018
Mark Chesley SvensonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments09-12-2018
Jared Correa PetrizziInfinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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