Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sheldon Seth JonesSantander Securities LLCGWFS Equities, Inc.12-21-2018
Mark David RossHD Vest Investment ServicesCitizens Securities, Inc.12-20-2018
Frank Charles StamaMKT Investments, LLCNortheastern Wealth Management, LLC12-13-2018
Kenneth Arthur CormierAllstate Financial Services, LLCNYLIFE Securities LLC12-10-2018
Razvan Aurelian MiricaMirica WealthFlagship Harbor Advisors, LLC12-10-2018
Marilyn Ashley RiosDakota Wealth, LLCDAKOTA WEALTH, LLC12-07-2018
Thomas Joseph Omalley Jr.People's United Advisors, Inc.CUSO Financial Services, L.P.11-28-2018
James Donald AbagisCantella & Co., Inc.Wells Fargo Advisors Financial Network, LLC11-06-2018
Sidney David Tyner Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
John Michael Finnegan Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Matthew Joseph SoucyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Timothy David DollRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Blake Russell WaymanRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
George Anthony CruzAXA Advisors, LLCSantander Securities LLC10-08-2018
Richard Matthew HendlWells Fargo Clearing Services, LLCALPS Distributors, Inc.09-25-2018
Mark Chesley SvensonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments09-12-2018
Jared Correa PetrizziInfinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
Jitendra Bhagwandas DoshiLincoln Financial Securities CorporationHD Vest Investment Services08-31-2018
Han-Bo Anthony ChenHonorable Financial Services, LLCTransamerica Financial Advisors, Inc08-27-2018
Taylor A. FloodLPL Financial LLCSignator Investors, Inc.08-22-2018
Thomas John VilleneuveCitizens Securities, Inc.NYLIFE Securities LLC08-07-2018
Benjamin Patrick MitchellMML Investors Services, LLCForesters Financial Services, Inc.07-20-2018
Christine Catherine HayesMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC06-29-2018
Kim Elizabeth CasteloAmeriprise Financial Services, Inc.Edward Jones06-27-2018
Byron William RooksLPL Financial LLCLincoln Financial Securities Corporation06-11-2018
Next Page »

Showing 1 to 25 of 61 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.