Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Michael SprungWells Fargo Advisors Financial Network, LLCMorgan Stanley$5001-11-2019
Mark Sean RodrickWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Fred JaramilloWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Jason Ross GenoveseMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-11-2019
Michael KocherspergerGWN Securities Inc.Equitable Advisors, LLC01-11-2019
Jimmy ChengFarmers Financial Solutions, LLCAllstate Financial Services, LLC01-10-2019
Timothy R NewmanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-10-2019
Katherine Leigh ShannonPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.01-09-2019
Stephen HumphreyLincoln InvestmentPruco Securities, LLC.01-09-2019
Henry Charles Kochan JrAPW Capital, Inc.Ameriprise Financial Services, LLC01-08-2019
Robb Christopher HagemanMML Investors Services, LLCAmeriprise Financial Services, LLC01-08-2019
Paul CheranskySax Wealth Advisors, LLCSilvercrest Asset Management Group LLC01-08-2019
Tara Elizabeth StewartMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC01-08-2019
Marcella Ann CarrollGreenleaf AdvisorsCARROLL CONSULTANTS ADVISORS, LTD.01-08-2019
Gregg Michael GottliebLPL Financial LLCKestra Investment Services, LLC01-07-2019
Linda Maureen MackCetera Investment Services LLCSantander Securities LLC01-07-2019
Michael Joseph WadeLPL Financial LLC1st Global Capital Corp.01-07-2019
Andrew FrazaoUBS Financial Services Inc.The GMS Group, LLC01-07-2019
Zakkour H ChiviAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-04-2019
Jimmy Lee SpellIC Advisory Services, Inc.Securities America Advisors, Inc.01-04-2019
Joseph DepalmaLPL Financial LLCKestra Investment Services, LLC01-04-2019
Rebecca Lauren TrachtenbergLPL Financial LLCKestra Investment Services, LLC01-04-2019
Fernando Costeira DaveigaLPL Financial LLCKestra Advisory Services, LLC$2501-04-2019
Joseph ReedLPL Financial LLC1st Global Capital Corp.$10001-03-2019
Nicholas A Defilippis IIIFidelity Brokerage Services LLCUBS Financial Services Inc.01-03-2019
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Showing 1 to 25 of 599 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.