Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph WadeLPL Financial LLC1st Global Capital Corp.01-07-2019
Joseph ReedLPL Financial LLC1st Global Capital Corp.$10001-03-2019
James J CaristiaLPL Financial LLC1st Global Capital Corp.01-03-2019
David HendersonLPL Financial LLC1st Global Capital Corp.01-03-2019
Michael StieglitzLPL Financial LLC1st Global Capital Corp.$1001-02-2019
Natacha Tania SmithLPL Financial LLC1st Global Capital Corp.$2501-02-2019
Gregory Leroy ReynoldsTribal Capital Markets, LLCAcademy Securities, Inc.11-13-2018
Stephen Edwin EvansSystematic Alpha Investments, LLCAdvisory Research Inc08-10-2018
Harlene Liss GantmanMorgan StanleyAegis Capital Corp.11-29-2018
Kenneth Christopher PaulMain Street Financial Solutions, LLCAlliance Wealth Management Group, LLC05-22-2018
Patrick Frank Watson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein Investments, Inc.09-19-2018
Jimmy ChengFarmers Financial Solutions, LLCAllstate Financial Services, LLC$101-10-2019
William Bruce Andersen Jr.Allstate Financial Services, LLCAllstate Financial Services, LLC$5012-13-2018
Kimberly Shawn HamptonForesters Equity Services, Inc.Allstate Financial Services, LLC06-01-2018
Donald James InserraLPL Financial LLCAllstate Financial Services, LLC04-20-2018
Gregg Gilman RencherRoyal Alliance Associates, Inc.Allstate Financial Services, LLC01-31-2018
David Grant SteppRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.$5001-03-2019
Henry Charles Kochan Jr.APW Capital, Inc.Ameriprise Financial Services, LLC$5001-08-2019
Robb Christopher HagemanMML Investors Services, LLCAmeriprise Financial Services, LLC01-08-2019
Tamlyn Kaye WilbourneTIAA-CREF Individual & Institutional Services, LLCAmeriprise Financial Services, LLC09-21-2018
Gregory Alan JacobsonNational Securities CorporationAmeriprise Financial Services, LLC$2507-09-2018
Brian A. EisenmanPruco Securities, LLC.Ameriprise Financial Services, LLC$2505-22-2018
James M KorzikFirst Light Wealth Advisors, LLCAmeriprise Financial Services, LLC05-21-2018
Patricia Ann MuhaWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, LLC05-17-2018
Robert Nicholas KorzikFirst Light Wealth Advisors, LLCAmeriprise Financial Services, LLC04-06-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.