Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron William GriswoldSantander Securities LLCFidelity Brokerage Services LLC01-02-2019
Abdul KhaliqBCG Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-09-2018
Adam G. BurtonRegulus Advisors, LLCEdward Jones$10012-04-2018
Adam Van Voorhis PuffHaddonfield Financial Planning LLCSecurities America, Inc.09-27-2018
Adam ZielinskiCommonwealth Financial NetworkAXA Advisors, LLC$10011-19-2018
Adele Millicent PolakoffWinslow, Evans & Crocker, Inc.Morgan Stanley$15010-05-2018
Ahmad AbdoPruco Securities, LLC.Voya Financial Advisors, Inc.12-13-2018
Alan Jed RafferSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-16-2018
Alan Raffer, Sherry Birnbaum, Jeremy RafferWells Fargo AdvisorsRaymond James$17002-23-2018
Alan Scott CohenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$50012-10-2018
Albert Patrick MorasPruco Securities, LLC.Securian Financial Services, Inc.02-26-2018
Alex Silvestro IIIPruco Securities, LLC.Citizens Securities, Inc.03-15-2018
Alexander E. ParisisJ.P. Morgan Securities LLCPNC Investments$15002-20-2018
Alexander Michael Panas IIIKestra Investment Services, LLCSummit Financial Resources Inc$50001-25-2018
Alfred B Farrell Jr.PNC InvestmentsSantander Securities LLC$25005-08-2018
Allan S. VeraGWN Securities Inc.Gradient Advisors, LLC06-08-2018
Allison Finley CloudUBS Financial Services Inc.Encompass Advisory Services, LLC$10011-30-2018
Alp Yusuf AkturkPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50001-17-2018
Alvin Lartigue CastroNobleBridge WealthInternational Assets Advisory, LLC09-12-2018
Amanda Jean PanacekJ.P. Morgan Securities LLCPNC Investments10-29-2018
Analeigha Olivia OrtegaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-01-2018
Andrea SavvaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25007-12-2018
Andrew Fitzgerald MorrisPruco Securities, LLC.Navian Capital Securities LLC$15009-13-2018
Andrew FrazaoUBS Financial Services Inc.The GMS Group, LLC01-07-2019
Andrew James RivielloSecurities America, Inc.MML Investors Services, LLC11-01-2018
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Showing 1 to 25 of 696 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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