Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abdul KhaliqBCG Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-09-2018
Andrea SavvaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25007-12-2018
Ansh AbrolWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
Anthony J DeTurrisUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25006-07-2018
Brian Alexander CarsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2018
Brian Thompson RussellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-29-2018
Christian Patrick HastingsVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-30-2018
Craig C. EaglesonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2018
Daniel Thomas LaneJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2018
Darren Scott ArmettaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2018
Eric Lawson WooRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
Eva Judy TeilborgAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2018
Ian Maurice KlieweCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2018
James Colin MoranMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2018
John D. O'KeeffeRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
John Joseph Benigno IIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2018
John SachariahNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2018
Joseph Eugene Stephens IIThe Investment Center, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-17-2018
Joseph Michael CellittiSecureVest Financial GroupMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2018
Joseph Michael ScuttsSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2018
Juan Sebastian AlzateSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2018
Kelly L LawrenceNobleBridge WealthMerrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2018
Kevin Connor EntwistleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2018
Lee Stirling MinskWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$50001-07-2019
M. Darius Darius MatousekPrivate Advisor Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2018
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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