Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander E. ParisisJ.P. Morgan Securities LLCPNC Investments02-20-2018
Amanda Jean PanacekJ.P. Morgan Securities LLCPNC Investments10-29-2018
Andy MartinezJ.P. Morgan Securities LLCSantander Securities LLC06-28-2018
Angela ShawJ.P. Morgan Securities LLCPNC Investments$15005-09-2018
Brian Alexander CarsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2018
Brian Thompson RussellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2018
Brigid Evans DolanJ.P. Morgan Securities LLCMML Investors Services, LLC03-19-2018
Christopher Robert RedfernJ.P. Morgan Securities LLCMorgan Stanley$5002-01-2018
Daniel Thomas LaneJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2018
Darren Scott ArmettaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2018
Eduardo F. TorresJ.P. Morgan Securities LLCForesters Financial Services, Inc.09-27-2018
Fred Howard KleinfeldJ.P. Morgan Securities LLCPNC Investments10-30-2018
Ian MiciekJ.P. Morgan Securities LLCSantander Securities LLC06-14-2018
Jason John KanderJ.P. Morgan Securities LLCSantander Securities LLC06-20-2018
Joanna AcquavivaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-02-2019
Johnathan Robert SchwickrathJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-29-2018
Katherine Sharon FestaJ.P. Morgan Securities LLCMorgan Stanley$5010-18-2018
Kevin Daniel HonanJ.P. Morgan Securities LLCPNC Investments08-24-2018
Margaret Jhoselyn BaezJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-15-2018
Nancy Yamileth VandergootJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-12-2018
Nicholas SegoviaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
Noah J. GiglioJ.P. Morgan Securities LLCPNC Investments10-22-2018
Robert CundariJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC04-12-2018
Robert William Sim Jr.J.P. Morgan Securities LLCSantander Securities LLC08-03-2018

Showing 1 to 24 of 24 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.