Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harlene Liss GantmanMorgan StanleyAegis Capital Corp.11-29-2018
Rick Kim QuanMorgan StanleyAXA Advisors, LLC10-05-2018
Richard C GubitosiMorgan StanleyAXA Advisors, LLC04-18-2018
Eustache ClerveauxMorgan StanleyAXA Advisors, LLC04-12-2018
Samuel Russell KernerMorgan StanleyCambridge Investment Research, Inc.07-25-2018
Gregory Scott HuetherMorgan StanleyJ.P. Morgan Securities LLC$15012-07-2018
Gregory Hagop ShirinianMorgan StanleyJ.P. Morgan Securities LLC08-29-2018
Mohammed Kamal HossainMorgan StanleyJ.P. Morgan Securities LLC02-08-2018
Erin Elizabeth BurkeMorgan StanleyLord Abbett Distributor LLC09-21-2018
James Colin MoranMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2018
Mavi Djata ThorpeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2018
John Joseph Benigno IIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2018
Roxanna Martinez OrabonaMorgan StanleyMorgan Stanley03-23-2018
Kevin S. MachineMorgan StanleyNYLIFE Securities LLC12-14-2018
Robert James SimonsMorgan StanleySantander Securities LLC12-12-2018
Carly Elizabeth SchiavoneMorgan StanleyT3 Trading Group, LLC06-29-2018
Jamie PhillipsMorgan StanleyThe Investment Center, Inc.11-14-2018
Tara Elizabeth StewartMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC01-08-2019
Richard William GruberMorgan StanleyVanguard Marketing Corporation10-25-2018
Robert Francis GibbsMorgan StanleyWells Fargo Clearing Services, LLC12-11-2018
Suzanne Marie DwyerMorgan StanleyWells Fargo Clearing Services, LLC07-17-2018

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.