Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregg Gilman RencherRoyal Alliance Associates, Inc.Allstate Financial Services, LLC01-31-2018
Bertram James Riley Jr.Royal Alliance Associates, Inc.Petersen Investments, Inc.02-14-2018
Jeffrey Gordon WrightsonRoyal Alliance Associates, Inc.Petersen Investments, Inc.02-23-2018
James Grant VarzalRoyal Alliance Associates, Inc.Petersen Investments, Inc.$5002-23-2018
Roy Joseph MastrangeloRoyal Alliance Associates, Inc.Wells Fargo Clearing Services, LLC$5003-16-2018
Antonio DipalmaRoyal Alliance Associates, Inc.Petersen Investments, Inc.04-25-2018
Byron Wendell HarlanRoyal Alliance Associates, Inc.MML Investors Services, LLC$806-01-2018
Ryan William PetersRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2018
Edward Sullivan RichRoyal Alliance Associates, Inc.Signator Investors, Inc.12-05-2018

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.