Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roxanne D McElroyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$2501-11-2019
Gregory T WarrenMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.01-11-2019
Louis Matthew LevyCetera Advisor Networks LLCNorth Ridge Securities Corp.01-11-2019
Anthony LanfranchiSantander Securities LLCPHX Financial, Inc.01-11-2019
Edie Lynn GoldsteinChelsea Financial ServicesNext Financial Group, Inc.01-10-2019
DANIEL louis CHISENAJ.P. Morgan Securities LLCMML Investors Services, LLC01-10-2019
Glenn Ott MohrmanJ.P. Morgan Securities LLCPatrick Capital Markets, LLC01-09-2019
Sadik GokcilJ.P. Morgan Securities LLCSantander Securities LLC01-09-2019
Danielle Roberta Rochelle StanleyPFS Investments Inc.J.P. Morgan Securities LLC01-09-2019
Angela PandalenoNYLIFE Securities LLCPark Avenue Securities LLC01-08-2019
Gregory Paul CaragineJ.P. Morgan Securities LLCPIMCO Investments LLC01-08-2019
Gregory Howard ScozzariBNY Mellon Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Orlando Campos JrWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2019
Maya BensenJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-07-2019
Lee Stirling MinskWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-07-2019
Paul John DeSantisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-07-2019
Eric Brady LubinMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC01-07-2019
Thomas StrackhouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC01-07-2019
Matthew A IversenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2019
Curtis Andrew TerkuileMorgan StanleyWells Fargo Clearing Services, LLC$1,00001-04-2019
Jeffrey Hughes WatsonPinnacle Investments, LLCTIAA-CREF Individual & Institutional Services, LLC01-04-2019
Andrew Spencer HatcherMorgan StanleyWells Fargo Clearing Services, LLC01-04-2019
Charmaine Valois KaesPeak Brokerage Services, LLCCambridge Investment Research, Inc.01-03-2019
James Kingsley LombardoQuint Capital CorporationPetersen Investments, Inc.01-03-2019
Roger Allan BastianJ.W. Cole Financial, Inc.The Investment Center, Inc.$13101-03-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.