Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Sam KoltaWorden Capital Management LLCAegis Capital Corp.$5004-06-2018
Robert Sanford BerlinCraft Capital Management LLCAegis Capital Corp.$2502-27-2018
Angelo VitaleAlexander Capital, L.P.Aegis Capital Corp.$2502-02-2018
Brian Robert RothNewbridge Securities CorporationAeon Capital Inc12-19-2018
Jason Peter HendershottCitigroup Global Markets Inc.AIG Capital Services, Inc.07-05-2018
Gavriel S. BergerOppenheimer & Co. Inc.AllianceBernstein L.P.04-03-2018
James Gregory GoupilMML Investors Services, LLCAllstate Financial Services, LLC05-22-2018
Christopher Robert McCoolNeuberger Berman LLCAltegris Investments, LLC04-12-2018
Vincent Jerome CamardaTraderfield Securities Inc.American Portfolios Financial Services, Inc.$10001-09-2019
Joseph Edward StorzingerTraderfield Securities Inc.American Portfolios Financial Services, Inc.$1001-09-2019
James Edward McArthurTraderfield Securities Inc.American Portfolios Financial Services, Inc.01-09-2019
Elliot Jason GrodkoBluePrint Wealth Alliance, LLCAmerican Portfolios Financial Services, Inc.10-19-2018
Jeffrey Alan SeitzAmeriprise Financial Services, Inc.American Portfolios Financial Services, Inc.$5006-20-2018
Frank William MalpigliLPL Financial LLCAmerican Portfolios Financial Services, Inc.04-03-2018
Marshall Ira DumontMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2512-10-2018
Paul Joseph CarranoLPL Financial LLCAmeriprise Financial Services, Inc.$5012-03-2018
Max DeanPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$10011-26-2018
Richard P JohnsonPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.11-26-2018
Travis Edward KellmanNext Financial Group, Inc.Ameriprise Financial Services, Inc.09-28-2018
Kyle Anthony MedeirosMorgan StanleyAmeriprise Financial Services, Inc.08-29-2018
Bill Amatuzzo, Mike MagnaniCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$12007-16-2018
Kevin Francis DegabrielCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1007-13-2018
Michael Joseph MagnaniCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
William Joseph AmatuzzoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
John Moose, David Zambito, David Palermo, Nathan WegmanCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$28205-22-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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