Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Henry William BerinsteinA.G.P / Alliance Global PartnersAegis Capital Corp.09-28-2018
Clinton O Mayer IIIA.G.P / Alliance Global PartnersAegis Capital Corp.09-28-2018
Moss Jason PlaineA.G.P / Alliance Global PartnersAegis Capital Corp.09-28-2018
Margo Zimmerman FuldMML Investors Services, LLCAegis Capital Corp.08-17-2018
Daniel RonaMorgan StanleyAegis Capital Corp.08-17-2018
Anthony John Robert PucciCraft Capital Management LLCAegis Capital Corp.08-05-2018
Peter GoranitesA.G.P / Alliance Global PartnersAegis Capital Corp.07-20-2018
Valence Montgomery WilliamsJ.H. Darbie & Co., Inc.Aegis Capital Corp.07-17-2018
David Todd Johnson SrA.G.P / Alliance Global PartnersAegis Capital Corp.07-17-2018
Tyler Jordan AresJoseph Gunnar & Co. LLCAegis Capital Corp.06-15-2018
Mark Sam KoltaWorden Capital Management LLCAegis Capital Corp.04-06-2018
Harry J IoannouA.G.P / Alliance Global PartnersAegis Capital Corp.03-02-2018
Alejandro BarrientosA.G.P / Alliance Global PartnersAegis Capital Corp.03-01-2018
Keith Michael DonofrioA.G.P / Alliance Global PartnersAegis Capital Corp.03-01-2018
Zachary Nachman GrodkoA.G.P / Alliance Global PartnersAegis Capital Corp.03-01-2018
Robert Sanford BerlinCraft Capital Management LLCAegis Capital Corp.$2502-27-2018
James Vincenzo Lombardo IINational Securities CorporationAegis Capital Corp.02-27-2018
George T AnagnostouA.G.P / Alliance Global PartnersAegis Capital Corp.02-27-2018
David Arthur BocchiA.G.P / Alliance Global PartnersAegis Capital Corp.$25002-22-2018
Angelo VitaleAlexander Capital, L.P.Aegis Capital Corp.02-02-2018
Francis Joseph Fazio IIIMercer Allied Company, L.P.AJ Wealth07-25-2018
Thomas E CoyneBNY Mellon Securities CorporationAllianceBernstein Investments, Inc.07-16-2018
Peter B Maroney JrUBS Financial Services Inc.AllianceBernstein L.P.01-02-2019
James D OHoppeM&T Securities, Inc.AllianceBernstein L.P.11-14-2018
Gavriel S BergerOppenheimer & Co. Inc.AllianceBernstein L.P.04-03-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.