Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derek RussellAmerican Portfolios Financial Services, Inc.Hornor, Townsend & Kent, LLC$10002-09-2018
Christopher Raphael VasquezCitigroup Global Markets Inc.HSBC Securities (USA) Inc.10-26-2018
Ahji KoCetera Investment Services LLCHSBC Securities (USA) Inc.10-01-2018
Pierre-Mondy Fritz Junior BechetteJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-15-2018
George Michael VisintinJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-04-2018
Alexander LeonSignature SecuritiesHSBC Securities (USA) Inc.$1,00006-29-2018
Andro Edward AkhnoukhJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.06-14-2018
Alla NepoJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.05-14-2018
Shaheen A. KhanJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.04-16-2018
Felix Herrera Jr.J.P. Morgan Securities LLCHSBC Securities (USA) Inc.03-09-2018
Frank WeissSagePoint Financial, Inc.IBN Financial Services, Inc.01-22-2018
Jason Rocco D'AmelioThe Strategic Financial Alliance, Inc.IFS Securities$2508-27-2018
Shane Harold SiedermanThe Strategic Financial Alliance, Inc.IFS Securities08-27-2018
Alexander ZingerAmerican Portfolios Financial Services, Inc.Independent Financial Group, LLC12-20-2018
Terry Neil OsterdockLifeMark Securities Corp.Independent Financial Group, LLC$1003-19-2018
Alan Michael MevorahLPL Financial LLCIndependent Financial Partners$2501-09-2019
Jeffrey Bruce SchneiderCetera Investment Services LLCInfinex Investments, Inc.$2508-13-2018
Lynnley Lardizabal MojarMerrill Lynch, Pierce, Fenner & Smith IncorporatedInfinex Investments, Inc.01-31-2018
Walter Flowers IIIChelsea Financial ServicesINVEST Financial Corporation03-22-2018
Gregory Edward CollinsLPL Financial LLCINVEST Financial Corporation02-22-2018
Mario Joseph CamilloLPL Financial LLCINVEST Financial Corporation$24802-14-2018
Sergio KindlerLPL Financial LLCINVEST Financial Corporation$15002-14-2018
John Lawrence RussoLPL Financial LLCINVEST Financial Corporation$10002-14-2018
Neil Lawrence Hassett Jr.LPL Financial LLCINVEST Financial Corporation$10002-14-2018
Norbert Michael WittLPL Financial LLCINVEST Financial Corporation$5002-14-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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