Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gretchen Ann Meyer-ThorntonLPL Financial LLCINVEST Financial Corporation02-14-2018
Jamie Douglas HanlonLPL Financial LLCINVEST Financial Corporation02-14-2018
Frank J. LucianoLPL Financial LLCINVEST Financial Corporation02-14-2018
Brent A PatryLPL Financial LLCINVEST Financial Corporation02-14-2018
Rudolph F SeligmanLPL Financial LLCINVEST Financial Corporation02-14-2018
Andrew D. SiegelLPL Financial LLCINVEST Financial Corporation02-14-2018
David Bruce CoonLPL Financial LLCINVEST Financial Corporation02-14-2018
Fred H CohenLPL Financial LLCINVEST Financial Corporation02-14-2018
Mark Anthony QuinonesAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Robert Mark GibsonAmeriprise Financial Services, Inc.Investment Professionals, Inc.07-03-2018
David Leonard CarraturoPruco Securities, LLC.IRC Securities LLC08-10-2018
Dale M FortugnoJ.P. Morgan Securities LLCIvy Securities, Inc.11-06-2018
Steven A PattonAmeriprise Financial Services, Inc.J.P. Morgan Institutional Investments Inc.05-09-2018
Jason Ross GenoveseMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-11-2019
William Michael MeyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15001-02-2019
Reynaldo Antonio OrtizMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-02-2019
Jonathan DicentMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-02-2019
Erasmo Radhames SosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-02-2019
Martin Nicolas LarrosaSantander Securities LLCJ.P. Morgan Securities LLC12-20-2018
Jacqueline RahnMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-07-2018
Jonathan J PezoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-05-2018
Jehnna Alisa WhiteCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-29-2018
Jackeline Asencio-LopezCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-07-2018
Benjamin KaplowitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15011-01-2018
Manan Balendra AminMorgan StanleyJ.P. Morgan Securities LLC10-26-2018
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Showing 326 to 350 of 891 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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