Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Nathan MooseCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5004-20-2018
David Alan PalermoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2504-20-2018
David Paul ZambitoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2504-20-2018
Nathan Riess WegmanCommonwealth Financial NetworkAmeriprise Financial Services, Inc.04-20-2018
Richard Scott LindenEquity Services, Inc.Ameriprise Financial Services, Inc.$2403-09-2018
Jesus E LopezLPL Financial LLCAmeriprise Financial Services, Inc.$5002-20-2018
David Michael KopycSecurities Service Network, LLCAmeritas Investment Corp.01-02-2019
James Thomas CoxSecurities Service Network, LLCAmeritas Investment Corp.01-02-2019
Don CenturioniPruco Securities, LLC.Ameritas Investment Corp.$5005-03-2018
Andrew PerroneHSBC Securities (USA) Inc.Arive Capital Markets06-28-2018
Nadiya KadirovaCitigroup Global Markets Inc.Avatar Securities, LLC07-17-2018
Gregory MantoAmeriprise Financial Services, Inc.Axa Advisors$5808-10-2018
Eric Brady Lubin, Thomas StrackhouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-07-2019
Rhonda Joy SchwartzPark Avenue Securities LLCAXA Advisors, LLC12-21-2018
Jacob Siano WhalenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-18-2018
Andrew DinardoAmeriprise Financial Services, Inc.AXA Advisors, LLC12-17-2018
Anthony Michael ReboliniJ.P. Morgan Securities LLCAXA Advisors, LLC12-12-2018
Danny N. GomezMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-06-2018
Michael Victor WarrenCitizens Securities, Inc.AXA Advisors, LLC12-05-2018
Russell Corey CherkesPruco Securities, LLC.AXA Advisors, LLC12-04-2018
Diane SantoninoSecurian Financial Services, Inc.AXA Advisors, LLC11-20-2018
Scott PollackMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-05-2018
Andrew ElmoreAmeriprise Financial Services, Inc.AXA Advisors, LLC10-15-2018
Joseph Lorenzo CofrancescoSantander Securities LLCAXA Advisors, LLC09-26-2018
Andrew Anthony Marchionni IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-26-2018
« Previous PageNext Page »

Showing 26 to 50 of 891 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.