Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan T. ZeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital One Investing, LLC03-22-2018
Jeffrey Robert SeewaldLPL Financial LLCCapital One Investing, LLC03-12-2018
William Benjamin GreenmanAXA Advisors, LLCCetera Advisors LLC12-21-2018
Frank William Libardoni Jr.IBN Financial Services, Inc.Cetera Advisors LLC$5010-17-2018
John Allein SummersLPL Financial LLCCetera Advisors LLC$2509-27-2018
Scott Francis RicciLPL Financial LLCCetera Advisors LLC08-20-2018
Hillary Joy WertliebAmerican Portfolios Financial Services, Inc.Cetera Advisors LLC$2506-01-2018
Linda BenlevyAmerican Portfolios Financial Services, Inc.Cetera Advisors LLC$1003-16-2018
Athanacios ArapidisCambridge Investment Research, Inc.Cetera Advisors LLC$5003-01-2018
Marciano FilipponeHD Vest Investment ServicesCetera Financial Specialists LLC11-19-2018
Donato SettanniPurshe Kaplan Sterling InvestmentsCetera Financial Specialists LLC$5011-16-2018
Sue Ann DonovanLPL Financial LLCCetera Financial Specialists LLC$5002-12-2018
Andrew A. MegiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC09-10-2018
Christopher Lawrence LafountainLPL Financial LLCCiccarelli Advisory Services Inc$3704-10-2018
Jim J AkasalaJ.P. Morgan Securities LLCCiti Private Advisory, LLC02-23-2018
Patrick James ErricoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-19-2018
Zichang LiuJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-10-2018
Michael Conrad SchneiderMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-27-2018
Frank Wendah HuangJ.P. Morgan Securities LLCCitigroup Global Markets Inc.06-20-2018
Robert John LeeInfinex Investments, Inc.Citigroup Global Markets Inc.03-22-2018
Robert Michael HahnWells Fargo Clearing Services, LLCCitizens Securities, Inc.10-04-2018
Rose JoyceVALIC Financial Advisors, Inc.Citizens Securities, Inc.08-30-2018
Edward John Pavel Jr.J.P. Morgan Securities LLCCitizens Securities, Inc.07-16-2018
Antonio PiccolinoLPL Financial LLCCitizens Securities, Inc.$15004-09-2018
Shane Patrick KellyOppenheimer & Co. Inc.Commonwealth Financial Network04-09-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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