Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jimmy HernandezJ.P. Morgan Securities LLCEdward Jones04-09-2018
Brian Christopher HarwoodLPL Financial LLCEdward Jones03-09-2018
Jessica Lindsay RobinsonLPL Financial LLCESL Investment Services, LLC10-05-2018
Robert Charles KeatingSecurities America, Inc.Fidelity Brokerage Services LLC11-08-2018
Michael George HigginsWoodbury Financial Services, Inc.Fidelity Brokerage Services LLC11-07-2018
Michael Anthony D'OnofrioMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-25-2018
Matthew Vincent ZambrottaPeople's Securities, Inc.Fidelity Brokerage Services LLC08-09-2018
Maie Raafat IbrahimLPL Financial LLCFidelity Brokerage Services LLC04-25-2018
Sunilda Pilar VasquezJ.P. Morgan Securities LLCFidelity Brokerage Services LLC04-19-2018
Michael John O'KeeffeAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC01-18-2018
Mark Nene MagnusenPruco Securities, LLC.Fidelity Brokerage Services LLC01-16-2018
Gary Bruce MillerLPL Financial LLCFirst Allied Securities, Inc.$5007-27-2018
William Thomas SullivanLPL Financial LLCFirst Allied Securities, Inc.07-27-2018
Alan Mark KleinbergCapFinancial Securities, LLC.First Capital Equities, Ltd.$25010-31-2018
Meggan Quick PiercePark Avenue Securities LLCFirst Command Financial Planning, Inc.07-02-2018
Mitchell Lloyd WonboySGIMFisher Investments01-30-2018
John Darrell MayLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.11-09-2018
Jeffrey Robert MitchellLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.11-08-2018
James Curtis RiggleLifeMark Securities Corp.Foresters Equity Services, Inc.11-05-2018
Alma Darnell IrvingLifeMark Securities Corp.Foresters Equity Services, Inc.11-02-2018
Carlos D HernandezLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.11-02-2018
James Robert MeadeLifeMark Securities Corp.Foresters Equity Services, Inc.11-01-2018
Lawrence Elliott LupasLifeMark Securities Corp.Foresters Equity Services, Inc.11-01-2018
Kimberly Shawn HamptonLifeMark Securities Corp.Foresters Equity Services, Inc.11-01-2018
Paul Michael BalogChelsea Financial ServicesForesters Equity Services, Inc.10-31-2018
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Showing 176 to 200 of 891 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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