Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Anthony YoungHSBC Securities (USA) Inc.J.P. Morgan Securities LLC$10001-11-2018
Abraham Harold GlassJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2018
Peter Damian RohnWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-12-2018
Peter Lawrence RohnWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-12-2018
Steven Brian SmithCadaret, Grant & Co., Inc.Northeast Securities, Inc.01-16-2018
Adrian Adam BlockMML Investors Services, LLCPark Avenue Securities LLC01-16-2018
Brian Anthony CullinanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-16-2018
Mark Nene MagnusenPruco Securities, LLC.Fidelity Brokerage Services LLC01-16-2018
Michael John HackettPlanMember Securities CorporationMML Investors Services, LLC01-18-2018
Michael John O'KeeffeAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC01-18-2018
Steven T BarberJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15401-19-2018
Kevin ConroyGWN Securities Inc.MML Investors Services, LLC01-22-2018
Matthew R. LudackWells Fargo Clearing Services, LLCTD Ameritrade Investment Management, LLC01-22-2018
Frank WeissSagePoint Financial, Inc.IBN Financial Services, Inc.01-22-2018
David Andrew HuhtalaSagePoint Financial, Inc.Pruco Securities, LLC.01-22-2018
Erin Nicole LyonsMorgan StanleyRaymond James Financial Services, Inc.01-22-2018
Siobhan Marie FallonKey Investment Services LLCLPL Financial LLC01-22-2018
George Francis GrecoMariner Wealth AdvisorsMARINER WEALTH ADVISORS01-23-2018
Max Benjamin HaspelThe Colony Group, LLCPurshe Kaplan Sterling Investments01-24-2018
Timothy E. ConwayKey Investment Services LLCLPL Financial LLC01-24-2018
Melinda Gabrielle CloobeckJ.P. Morgan Securities LLCMorgan Stanley$1,00001-26-2018
John William SlatteryJ.P. Morgan Securities LLCMorgan Stanley$50001-26-2018
Thomas Sutton StaffordPruco Securities, LLC.MML Investors Services, LLC$1001-26-2018
Brian Murphy O'Rourke Jr.Prato Capital ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2018
Mark Randal CameronEtico Partners, LLCDinosaur Financial Group, L.L.C$10001-30-2018
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Showing 1 to 25 of 891 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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