Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron J. MorgensternAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-16-2018
Abdul Saboor FeroghJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2018
Abraham A. MizrahiWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Abraham Harold GlassJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2018
Adam J. GrossmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2018
Adam Joshua PaganettiAllstate Financial Services, LLCPFS Investments Inc.05-25-2018
Adrian Adam BlockMML Investors Services, LLCPark Avenue Securities LLC01-16-2018
Ahji KoCetera Investment Services LLCHSBC Securities (USA) Inc.10-01-2018
Alan Mark KleinbergCapFinancial Securities, LLC.First Capital Equities, Ltd.$25010-31-2018
Alan Michael GnoinskiSagePoint Financial, Inc.United Planners' Financial Services of America A Limited Partner11-02-2018
Alan Michael MevorahLPL Financial LLCIndependent Financial Partners$2501-09-2019
Alan Paul TichmanLPL Financial LLCINVEST Financial Corporation02-14-2018
Alan T. ZeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital One Investing, LLC03-22-2018
Albert Warner Fenical IIICetera Investment Services LLCLPL Financial LLC03-12-2018
Alcides H. Gonzalez VillatoroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-19-2018
Aldo Antonio JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-22-2018
Alex Harris WrenWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-22-2018
Alex Hwan KimWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Alexander BezuglyLPL Financial LLCCapital One Investing, LLC03-27-2018
Alexander James MayerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2018
Alexander Jose FlorMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-04-2018
Alexander LeonSignature SecuritiesHSBC Securities (USA) Inc.$1,00006-29-2018
Alexander Michael MiradoliPark Avenue Securities LLCForesters Financial Services, Inc.02-20-2018
Alexander SchimertMorgan StanleyLongboard Asset Management05-30-2018
Alexander ZingerAmerican Portfolios Financial Services, Inc.Independent Financial Group, LLC12-20-2018
Next Page »

Showing 1 to 25 of 891 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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