Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron J. MorgensternAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC04-16-2018
Aaron Louis ZisesHighTower Securities, LLCU.S. Bancorp Investments, Inc.$15012-17-2018
Aaron Matthew VerdileCadaret, Grant & Co., Inc.Pruco Securities, LLC.11-05-2018
Abdul Saboor FeroghJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2018
Abraham BittonJ.P. Morgan Securities LLCMorgan Stanley03-26-2018
Abraham Harold GlassJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2018
Adam Howard KatzKore Private Wealth, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2018
Adam J. GrossmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2018
Adam Joshua PaganettiAllstate Financial Services, LLCPFS Investments Inc.05-25-2018
Adam ShilkoskiJ.P. Morgan Securities LLCForesters Financial Services, Inc.04-03-2018
Adam Todd VengrowStifel, Nicolaus & Company, IncorporatedCantor Fitzgerald & Co.08-21-2018
Adama Rudolph DiggsJ.P. Morgan Securities LLCMercer Allied Company, L.P.09-27-2018
Adel TalebpourNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC08-10-2018
Adelino Alves DiasCiti Private Advisory, LLCJ.P. Morgan Securities LLC$15006-28-2018
Adrian Adam BlockMML Investors Services, LLCPark Avenue Securities LLC01-16-2018
Adrian L. JohnsonKestra Investment Services, LLCLPL Financial LLC04-04-2018
Ahji KoCetera Investment Services LLCHSBC Securities (USA) Inc.10-01-2018
Akhil KumarCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$2507-13-2018
Alaine Danielle MacdougallThe Investment Center, Inc.LPL Financial LLC09-13-2018
Alan Mark KleinbergCapFinancial Securities, LLC.First Capital Equities, Ltd.$25010-31-2018
Alan Michael GnoinskiSagePoint Financial, Inc.United Planners' Financial Services of America A Limited Partner11-02-2018
Alan Michael MevorahLPL Financial LLCIndependent Financial Partners$2501-09-2019
Alan Stephen PranskyLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.$3812-01-2018
Alan T. ZeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital One Investing, LLC$10003-22-2018
Alanna Elizabeth NoorCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC09-25-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.