Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron J. MorgensternAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC04-16-2018
Adelino Alves DiasCiti Private Advisory, LLCJ.P. Morgan Securities LLC$15006-28-2018
Alcides H. Gonzalez VillatoroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-19-2018
Alexander Jose FlorMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-04-2018
Alexandra M PanoraWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-12-2018
Aneudy Agustin PayanoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-01-2018
Anthony Vincent MannoSantander Securities LLCJ.P. Morgan Securities LLC04-02-2018
Antonina VicariCitigroup Global Markets Inc.J.P. Morgan Securities LLC$15009-18-2018
Benjamin KaplowitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15011-01-2018
Benjamin T. ClammerFirst Manhattan CoJ.P. Morgan Securities LLC03-28-2018
Bonnie Lynn AnteloWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-09-2018
Byron J. PintoPFS Investments Inc.J.P. Morgan Securities LLC05-02-2018
Carlos Alberto MoncaleanoCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-06-2018
Carol Y CastilloEdelman Financial Services LLCJ.P. Morgan Securities LLC10-17-2018
Chi Chui MakInfinex Investments, Inc.J.P. Morgan Securities LLC10-03-2018
Christopher Jesus RiofrioInfinex Investments, Inc.J.P. Morgan Securities LLC05-11-2018
Clayton Corey CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15006-04-2018
Craig S. AltermanMorgan StanleyJ.P. Morgan Securities LLC09-21-2018
Cristian TaverasCitigroup Global Markets Inc.J.P. Morgan Securities LLC07-26-2018
Daniel James SargentCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-27-2018
Danielle Roberta Rochelle StanleyPFS Investments Inc.J.P. Morgan Securities LLC01-09-2019
David PasternakHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-17-2018
Derek Craig RussoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-02-2019
Derek Samuel GreenLPL Financial LLCJ.P. Morgan Securities LLC03-05-2018
Dipanwita DasHSBC Securities (USA) Inc.J.P. Morgan Securities LLC02-23-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.