Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexandra Elizabeth McDowallPurshe Kaplan Sterling InvestmentsKey Investment Services LLC01-02-2019
Andrew Todd WardLPL Financial LLCKey Investment Services LLC10-31-2018
Anne Marie FerraraccioWells Fargo Clearing Services, LLCKey Investment Services LLC10-11-2018
Bradley BonfanteLPL Financial LLCKey Investment Services LLC01-04-2019
Brandon C MargolisWells Fargo Clearing Services, LLCKey Investment Services LLC06-01-2018
Brent PollakLPL Financial LLCKey Investment Services LLC03-27-2018
Brian Scott SurafAllstate Financial Services, LLCKey Investment Services LLC01-25-2018
Caitlin Luisa HoltzMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC01-30-2018
Craig Aaron SlaubaughPurshe Kaplan Sterling InvestmentsKey Investment Services LLC07-11-2018
Esteban A. MunozJ.P. Morgan Securities LLCKey Investment Services LLC11-06-2018
Jeremy J. GeartzSecurities America, Inc.Key Investment Services LLC02-06-2018
John M. O'Connor Jr.Wells Fargo Clearing Services, LLCKey Investment Services LLC04-11-2018
Louis Christopher GoeckelSagePoint Financial, Inc.Key Investment Services LLC$5009-07-2018
Paul Steven KobelPruco Securities, LLC.Key Investment Services LLC05-01-2018
Robert Frederick WindhausenSagePoint Financial, Inc.Key Investment Services LLC09-25-2018
Sharon D AbarnoM&T Securities, Inc.Key Investment Services LLC08-08-2018
Thomas Vaughn Brown Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC11-12-2018
Tracey L. WardwellLPL Financial LLCKey Investment Services LLC05-08-2018
William Frank WelshLPL Financial LLCKey Investment Services LLC11-16-2018

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.