Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham BittonJ.P. Morgan Securities LLCMorgan Stanley03-26-2018
Alexa XitasJ.P. Morgan Securities LLCMorgan Stanley10-05-2018
Amela CulovWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-10-2018
Anthony Joseph CipollaWells Fargo Advisors Financial Network, LLCMorgan Stanley10-23-2018
Arturo Montemayor GruszcaJ.P. Morgan Securities LLCMorgan Stanley10-23-2018
Barbara Anne BarlettaAmeriprise Financial Services, LLCMorgan Stanley$10006-05-2018
Benjamin K WestU.S. Bancorp Investments, Inc.Morgan Stanley11-27-2018
Candace Linda DelallaMorgan StanleyMorgan Stanley06-01-2018
Cari Beth SchnipperFieldpoint Private Securities, LLCMorgan Stanley$10009-12-2018
Carolyn Marie ReynoldsJ.P. Morgan Securities LLCMorgan Stanley05-09-2018
Caryn Ngan Hong ChanAmeriprise Financial Services, LLCMorgan Stanley$5008-31-2018
Christopher Michael StoneWinslow, Evans & Crocker, Inc.Morgan Stanley$10011-15-2018
Clarissa Lee CoombsTIAA-CREF Individual & Institutional Services, LLCMorgan Stanley09-26-2018
Colin Bernard FlynnJ.P. Morgan Securities LLCMorgan Stanley03-15-2018
Courtney Anne BosiJ.P. Morgan Securities LLCMorgan Stanley10-05-2018
Daniel Eric MillmanCapital Markets IQ, LLCMorgan Stanley10-29-2018
Daniel Patrick ReillyRevere Securities LLCMorgan Stanley$5006-21-2018
David Richard ReiserJ.P. Morgan Securities LLCMorgan Stanley$15006-20-2018
Denis Patrick OlearyDinosaur Financial Group, L.L.CMorgan Stanley05-04-2018
Dexter ConnerM&T Securities, Inc.Morgan Stanley02-13-2018
Douglas Trowbridge Elliman IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-05-2018
Dufresne Jean NicolasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-10-2018
Dustin NowlenJefferies LLCMorgan Stanley01-29-2018
Elias Herbert HafenWells Fargo Clearing Services, LLCMorgan Stanley03-29-2018
Emir CulovWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-10-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.