Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert VenturaJ.P. Morgan Securities LLCNYLIFE Securities LLC07-17-2018
Carlos Fernando Rodriguez BuitragoPruco Securities, LLC.NYLIFE Securities LLC02-27-2018
Daniel Scott PetruccelloMML Investors Services, LLCNYLIFE Securities LLC03-19-2018
Eric GottesmanPruco Securities, LLC.NYLIFE Securities LLC06-22-2018
Erica Alicia PeayMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC12-19-2018
Ernest Wallace Williams Jr.Tigress Financial Partners, LLCNYLIFE Securities LLC04-09-2018
George FayezishkMML Investors Services, LLCNYLIFE Securities LLC02-12-2018
Gerald H EisenbergPruco Securities, LLC.NYLIFE Securities LLC06-22-2018
Joshua I. RodriguezCitigroup Global Markets Inc.NYLIFE Securities LLC07-09-2018
Kevin Brady WitmerKey Investment Services LLCNYLIFE Securities LLC10-15-2018
Larry Jamie McGroryMML Investors Services, LLCNYLIFE Securities LLC03-21-2018
Meir MandellMML Investors Services, LLCNYLIFE Securities LLC03-14-2018
Michael J. ChiarellaCNR Securities, LLCNYLIFE Securities LLC05-31-2018
Michael John ConleyMML Investors Services, LLCNYLIFE Securities LLC$26811-28-2018
Michele C. OssoMorgan StanleyNYLIFE Securities LLC04-03-2018
Mustaque Haider ChoudhuryMML Investors Services, LLCNYLIFE Securities LLC08-28-2018
Paul Stuart HellmanNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC02-08-2018
Rachel BroytmanPruco Securities, LLC.NYLIFE Securities LLC11-30-2018
Raymond O. LeydenMML Investors Services, LLCNYLIFE Securities LLC08-08-2018
Sandra Yvonne GreenPruco Securities, LLC.NYLIFE Securities LLC08-08-2018
Shuang GuoPruco Securities, LLC.NYLIFE Securities LLC09-13-2018
Steven Andrew MilwichAllstate Financial Services, LLCNYLIFE Securities LLC01-31-2018
Timothy James ColsonPruco Securities, LLC.NYLIFE Securities LLC06-13-2018
Timothy R. BernsKey Investment Services LLCNYLIFE Securities LLC05-01-2018
Vasyl ShelJ.P. Morgan Securities LLCNYLIFE Securities LLC03-21-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.