Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Nicholas LeonardoRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Steven Cronin CastrelloRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Roger Dean WernerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Andrew Robert ChryslerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brian Thomas McKeeRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Neil Michael Filomena JrRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Jonathan Blake LaparlRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert P BurgioRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Christopher John TieppoRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Christofer G FerrugiariRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Anthony ChenRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Emanuel A LordRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Anthony Vincent BurgioRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
William Barrett PhillipsRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brett J SiglerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Samantha R FinnertyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Thomas A Rodak Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert Anthony DeSantoRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Cameron K. YuskoRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Ji Sang OhRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Ramesh Chandra GoelRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Michael H KleinRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Richard Michael WintersRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
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Showing 51 to 73 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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