Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven ZelinAXA Advisors, LLCAvantax Investment Services, Inc.09-27-2018
Kenneth Russell WebbAXA Advisors, LLCAXA Advisors, LLC$1,00009-20-2018
Robert Allen KingAXA Advisors, LLCAXA Advisors, LLC07-16-2018
William Benjamin GreenmanAXA Advisors, LLCCetera Advisors LLC12-21-2018
Todd Jordan RashkinAXA Advisors, LLCCetera Advisors LLC10-05-2018
Jona QuilesAXA Advisors, LLCCitizens Securities, Inc.05-17-2018
Arthur KorsunAXA Advisors, LLCHornor, Townsend & Kent, LLC03-16-2018
Orrie I. ElbaumAXA Advisors, LLCHSBC Securities (USA) Inc.12-20-2018
John Robert MillerAXA Advisors, LLCJ.P. Morgan Securities LLC01-24-2018
Anastasia Jean RayAXA Advisors, LLCM&T Securities, Inc.08-24-2018
Joseph Ifeng TingAXA Advisors, LLCMML Investors Services, LLC12-18-2018
Marco FranzellaAXA Advisors, LLCMML Investors Services, LLC05-11-2018
Brian Charles Dorsey Jr.AXA Advisors, LLCMML Investors Services, LLC$2301-16-2018
Thomas E. DooneyAXA Advisors, LLCMorgan Stanley04-27-2018
Gregory Paul SmithAXA Advisors, LLCMorgan Stanley04-07-2018
William J ScottiAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC04-12-2018
Candy Michelle FlynnAXA Advisors, LLCPark Avenue Securities LLC05-24-2018
Glenn James MillerAXA Advisors, LLCPFS Investments Inc.09-06-2018
Xue MillerAXA Advisors, LLCPFS Investments Inc.$2508-17-2018
Xinhua MaoAXA Advisors, LLCPFS Investments Inc.01-31-2018
David Alan GordonAXA Advisors, LLCPrincipal Securities, Inc.01-23-2018
Anthony Dean MazzeiAXA Advisors, LLCPruco Securities, LLC.04-27-2018
Paul Gerard CasavecchiaAXA Advisors, LLCRaymond James Financial Services, Inc.07-24-2018
Jermaine NepaulAXA Advisors, LLCTransamerica Financial Advisors, Inc05-09-2018

Showing 1 to 24 of 24 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.