Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Peter LarsenAmerican Portfolios Financial Services, Inc.Cetera Advisor Networks LLC11-07-2018
Hillary Joy WertliebAmerican Portfolios Financial Services, Inc.Cetera Advisors LLC$2506-01-2018
Linda BenlevyAmerican Portfolios Financial Services, Inc.Cetera Advisors LLC$1003-16-2018
David Michael Pulcini JrAmerican Portfolios Financial Services, Inc.Equitable Advisors, LLC08-17-2018
John P HarmsAmerican Portfolios Financial Services, Inc.Equitable Advisors, LLC08-17-2018
Joseph A PrestigiacomoAmerican Portfolios Financial Services, Inc.Equitable Advisors, LLC08-17-2018
Alexander Guy NeriAmerican Portfolios Financial Services, Inc.Equitable Advisors, LLC08-17-2018
Marshal A ScheidtAmerican Portfolios Financial Services, Inc.Equitable Advisors, LLC08-17-2018
Derek RussellAmerican Portfolios Financial Services, Inc.Hornor, Townsend & Kent, LLC$10002-09-2018
Johnavia Natalie Scott-WaltonAmerican Portfolios Financial Services, Inc.J.P. Morgan Securities LLC09-26-2018
Matthew Franklin SchneidermanAmerican Portfolios Financial Services, Inc.Kovack Securities Inc.02-08-2018
Richard Victor NicolichAmerican Portfolios Financial Services, Inc.LPL Financial LLC$5006-11-2018
Richard Eric WesterbergAmerican Portfolios Financial Services, Inc.Northeast Asset Management LLC$15009-24-2018
Michael James GallagherAmerican Portfolios Financial Services, Inc.Northeast Asset Management LLC$5009-24-2018
Harry Charles KatzAmerican Portfolios Financial Services, Inc.Northeast Securities, LLC11-19-2018
Michael John BurkeAmerican Portfolios Financial Services, Inc.Northeast Securities, LLC$5010-31-2018
Robert James GarofallouAmerican Portfolios Financial Services, Inc.Northeast Securities, LLC09-05-2018
Lawrence Joel BrownAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC10-02-2018
Stephen Ira GilbergAmerican Portfolios Financial Services, Inc.Questar Capital Corporation$5012-14-2018
Keith Warren SplainAmerican Portfolios Financial Services, Inc.SII Investments, Inc.01-12-2018
John Patrick BryantAmerican Portfolios Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-02-2018
Daniel Lawrence PolanskyAmerican Portfolios Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-02-2018

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.