Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven ShorrAmeriprise Financial Services, LLCAvantax Investment Services, Inc.08-01-2018
Dominic StillettiAmeriprise Financial Services, LLCCapital One Investing, LLC$23405-23-2018
Debra Feaser Michael EisenbraunAmeriprise Financial Services, LLCEdward Jones$21511-02-2018
Debra Ann FeaserAmeriprise Financial Services, LLCEdward Jones$2511-02-2018
Michael V EisenbraunAmeriprise Financial Services, LLCEdward Jones11-02-2018
Gregory MantoAmeriprise Financial Services, LLCEquitable Advisors, LLC$5808-10-2018
Andrew DinardoAmeriprise Financial Services, LLCEquitable Advisors, LLC12-17-2018
Christina Anne MccaugheyAmeriprise Financial Services, LLCEquitable Advisors, LLC09-21-2018
Bruce Allan MaierAmeriprise Financial Services, LLCEquitable Advisors, LLC$5009-14-2018
Arthur ZapesochnyAmeriprise Financial Services, LLCEquitable Advisors, LLC09-14-2018
Robert Isaac KurzweilAmeriprise Financial Services, LLCEquitable Advisors, LLC08-24-2018
Andrew Harris LindenbergAmeriprise Financial Services, LLCEquitable Advisors, LLC08-24-2018
Gregory Samuel MantoAmeriprise Financial Services, LLCEquitable Advisors, LLC$5008-12-2018
Marley MantoAmeriprise Financial Services, LLCEquitable Advisors, LLC08-10-2018
John Benjamin LevittAmeriprise Financial Services, LLCEquitable Advisors, LLC$5004-02-2018
Scott Lawrence BraunAmeriprise Financial Services, LLCEquitable Advisors, LLC02-06-2018
Michael John OKeeffeAmeriprise Financial Services, LLCFidelity Brokerage Services LLC01-18-2018
Steven A PattonAmeriprise Financial Services, LLCJ.P. Morgan Institutional Investments Inc.05-09-2018
Aaron J MorgensternAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC04-16-2018
Ryan Lambert Cheri Amsden Daniel Miller James Phillips Christopher Spratt Mark WellsAmeriprise Financial Services, LLCMML Investors Services, LLC$29402-01-2018
Philip Nathaniel HoweAmeriprise Financial Services, LLCMML Investors Services, LLC05-04-2018
Robert E Francis JrAmeriprise Financial Services, LLCMML Investors Services, LLC05-04-2018
James Lee PhillipsAmeriprise Financial Services, LLCMML Investors Services, LLC02-01-2018
Christopher John SprattAmeriprise Financial Services, LLCMML Investors Services, LLC02-01-2018
Mark J WellsAmeriprise Financial Services, LLCMML Investors Services, LLC02-01-2018
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.