Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nadiya KadirovaCitigroup Global Markets Inc.Avatar Securities, LLC07-17-2018
Teofilo RojasCitigroup Global Markets Inc.Capital One Investing, LLC05-15-2018
Kristin V SireciCitigroup Global Markets Inc.Capital One Investing, LLC04-26-2018
Daniel Stuart CookCitigroup Global Markets Inc.Capital One Investing, LLC04-16-2018
Philip Martin SternCitigroup Global Markets Inc.David Lerner Associates, Inc.04-26-2018
Jitash J PuriCitigroup Global Markets Inc.HSBC Securities (USA) Inc.03-26-2018
Fernando A RendonCitigroup Global Markets Inc.HSBC Securities (USA) Inc.01-11-2018
Jackeline Asencio-LopezCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-07-2018
Carlos Alberto MoncaleanoCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-06-2018
Juan Eduardo RamosCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-18-2018
Antonina VicariCitigroup Global Markets Inc.J.P. Morgan Securities LLC$15009-18-2018
Sandra M RojasCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-17-2018
James Dunphy IVCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-17-2018
Rubiel TineoCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-16-2018
Cristian TaverasCitigroup Global Markets Inc.J.P. Morgan Securities LLC07-26-2018
Lewis CabreraCitigroup Global Markets Inc.J.P. Morgan Securities LLC07-20-2018
William E FernandezCitigroup Global Markets Inc.J.P. Morgan Securities LLC06-21-2018
James M AntunesCitigroup Global Markets Inc.J.P. Morgan Securities LLC06-13-2018
Oluwaseun Adeniyi AdeleganCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-17-2018
Andrew Louis StellaCitigroup Global Markets Inc.MUFG Americas Corporate Advisory, Inc.07-24-2018
Kevin HysenbegasiCitigroup Global Markets Inc.National Securities Corporation11-27-2018
Joshua Ivan RodriguezCitigroup Global Markets Inc.NYLIFE Securities LLC07-09-2018
Lenard Anthony ReivesCitigroup Global Markets Inc.Santander Securities LLC05-10-2018
Bryant MathurinCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC09-19-2018

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.