Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven ZelinEquitable Advisors, LLCAvantax Investment Services, Inc.09-27-2018
William Benjamin GreenmanEquitable Advisors, LLCCetera Advisors LLC12-21-2018
Todd Jordan RashkinEquitable Advisors, LLCCetera Advisors LLC10-05-2018
Anastasia Jean RayEquitable Advisors, LLCM&T Securities, Inc.08-24-2018
Joseph Ifeng TingEquitable Advisors, LLCMML Investors Services, LLC12-18-2018
Marco FranzellaEquitable Advisors, LLCMML Investors Services, LLC05-11-2018
Thomas E DooneyEquitable Advisors, LLCMorgan Stanley04-27-2018
Gregory Paul SmithEquitable Advisors, LLCMorgan Stanley04-07-2018
William J ScottiEquitable Advisors, LLCNorthwestern Mutual Investment Services, LLC04-12-2018
Candy Michelle FlynnEquitable Advisors, LLCPark Avenue Securities LLC05-24-2018
Glenn James MillerEquitable Advisors, LLCPFS Investments Inc.09-06-2018
Xue MillerEquitable Advisors, LLCPFS Investments Inc.$2508-17-2018
ANTHONY Dean MAZZEIEquitable Advisors, LLCPruco Securities, LLC.04-27-2018
Paul Gerard CasavecchiaEquitable Advisors, LLCRaymond James Financial Services, Inc.07-24-2018

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.