Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew PerroneHSBC Securities (USA) Inc.Arive Capital Markets06-28-2018
Ron Raju DanielHSBC Securities (USA) Inc.Citigroup Global Markets Inc.05-07-2018
Szehaw PhangHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-17-2018
John J. BradarichHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-23-2018
Meng Dan Dan XiaoHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-26-2018
David PasternakHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-17-2018
Josin LinHSBC Securities (USA) Inc.J.P. Morgan Securities LLC05-08-2018
Maxwell Anthony GrayHSBC Securities (USA) Inc.J.P. Morgan Securities LLC04-03-2018
Duran O ColeyHSBC Securities (USA) Inc.J.P. Morgan Securities LLC02-23-2018
Jeong Shin KimHSBC Securities (USA) Inc.J.P. Morgan Securities LLC02-05-2018
Leroy Rivers Jr.HSBC Securities (USA) Inc.J.P. Morgan Securities LLC01-12-2018
Michael Anthony YoungHSBC Securities (USA) Inc.J.P. Morgan Securities LLC$10001-11-2018
Andrew James OdellHSBC Securities (USA) Inc.M&T Securities, Inc.04-19-2018
Jialin HuangHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2018
Krupali Yogen Doshi-VakhariaHSBC Securities (USA) Inc.People's Securities, Inc.05-15-2018
Jonathan Edward UgasHSBC Securities (USA) Inc.People's Securities, Inc.01-12-2018
Gagandeep KaurHSBC Securities (USA) Inc.Santander Securities LLC02-05-2018
Davis Shaun LawrenceHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10008-20-2018
Peter John McMahonHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-01-2018
Christopher AliseoHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-14-2018

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.