Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
George J LesnikJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC$5006-07-2018
Sheng L PanJ.P. Morgan Securities LLCBNY Mellon Securities Corporation05-25-2018
Antonio Ignarra JrJ.P. Morgan Securities LLCCapital One Investing, LLC05-23-2018
Barbara Ellen Beck-RiegerJ.P. Morgan Securities LLCCapital One Investing, LLC05-15-2018
John T LafataJ.P. Morgan Securities LLCCapital One Investing, LLC05-01-2018
Jason Zachary GopenJ.P. Morgan Securities LLCCapital One Investing, LLC04-06-2018
William Blake BridgesJ.P. Morgan Securities LLCCapital One Investing, LLC04-03-2018
Ghazi NweiranJ.P. Morgan Securities LLCCapital One Investing, LLC03-21-2018
Volodymyr Ethan KubatskyyJ.P. Morgan Securities LLCCapital One Investing, LLC03-20-2018
Inez Justine Refugio AznarJ.P. Morgan Securities LLCCapital One Investing, LLC03-08-2018
Jim J AkasalaJ.P. Morgan Securities LLCCiti Private Advisory, LLC02-23-2018
Zichang Karen LiuJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-10-2018
Joseph M SalehiJ.P. Morgan Securities LLCCitigroup Global Markets Inc.06-01-2018
Rudolph DeleonJ.P. Morgan Securities LLCCitizens Securities, Inc.08-30-2018
Milky G RudecindoJ.P. Morgan Securities LLCCitizens Securities, Inc.05-16-2018
Mark Conway MulcahyJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.10-16-2018
Andrew ClarkeJ.P. Morgan Securities LLCEquitable Advisors, LLC01-03-2019
Angela C ValerosoJ.P. Morgan Securities LLCEquitable Advisors, LLC06-25-2018
Andrew William SuraceJ.P. Morgan Securities LLCEquitable Advisors, LLC05-23-2018
Bruce IaconoJ.P. Morgan Securities LLCEquitable Advisors, LLC05-15-2018
Jonathan Nicholas ArslanianJ.P. Morgan Securities LLCEquitable Advisors, LLC05-09-2018
Adam ShilkoskiJ.P. Morgan Securities LLCForesters Financial Services, Inc.04-03-2018
Jennifer TuJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.12-12-2018
Pierre-Mondy Fritz Junior BechetteJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-15-2018
George Michael VisintinJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-04-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.