Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey D BryceKey Investment Services LLCCitizens Securities, Inc.07-16-2018
Michael Loren TetamoreKey Investment Services LLCJ.P. Morgan Securities LLC10-23-2018
Matthew D StivesKey Investment Services LLCLPL Financial LLC11-08-2018
Richard Patrick NittoKey Investment Services LLCLPL Financial LLC06-22-2018
Timothy E ConwayKey Investment Services LLCLPL Financial LLC01-24-2018
Kevin Brady WitmerKey Investment Services LLCNYLIFE Securities LLC10-15-2018
Timothy R BernsKey Investment Services LLCNYLIFE Securities LLC05-01-2018
Robert B LombardoKey Investment Services LLCPeople's Securities, Inc.02-23-2018
James D KellerKey Investment Services LLCPrincipal Securities, Inc.02-16-2018
Robert Charles ElyKey Investment Services LLCState Farm VP Management Corp.07-06-2018
Jeffrey ChaseKey Investment Services LLCTIAA-CREF Individual & Institutional Services, LLC11-27-2018
Gagan SinghKey Investment Services LLCTIAA-CREF Individual & Institutional Services, LLC09-25-2018
Robert Andrew CohenKey Investment Services LLCWedbush Securities Inc.10-29-2018

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.