Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank William MalpigliLPL Financial LLCAmerican Portfolios Financial Services, Inc.04-03-2018
Paul Joseph CarranoLPL Financial LLCAmeriprise Financial Services, LLC$5012-03-2018
Jesus E LopezLPL Financial LLCAmeriprise Financial Services, LLC02-20-2018
Jay L NathanLPL Financial LLCAvantax Investment Services, Inc.12-14-2018
Kim M EmperatoLPL Financial LLCAvantax Investment Services, Inc.05-18-2018
Fred Beltz David Ianni Bob Siler Judd Siler Mark SilerLPL Financial LLCCadaret, Grant & Co., Inc.$50010-23-2018
Kevin C HillLPL Financial LLCCadaret, Grant & Co., Inc.10-16-2018
John George SlifkaLPL Financial LLCCadaret, Grant & Co., Inc.09-19-2018
David IanniLPL Financial LLCCadaret, Grant & Co., Inc.09-18-2018
Robert Clair NewtonLPL Financial LLCCadaret, Grant & Co., Inc.09-18-2018
Vito Anthony QuerciaLPL Financial LLCCadaret, Grant & Co., Inc.$2509-18-2018
David Matthew GermanoLPL Financial LLCCadaret, Grant & Co., Inc.09-18-2018
Mario Di LuigiLPL Financial LLCCadaret, Grant & Co., Inc.09-18-2018
Kyle Miller DunnLPL Financial LLCCadaret, Grant & Co., Inc.09-18-2018
Frank Joseph LaloggiaLPL Financial LLCCadaret, Grant & Co., Inc.09-18-2018
Stephen Douglas HowlesLPL Financial LLCCadaret, Grant & Co., Inc.09-18-2018
Michael August SidelloLPL Financial LLCCadaret, Grant & Co., Inc.$5006-04-2018
David John NesbittLPL Financial LLCCambridge Investment Research, Inc.$2509-18-2018
Douglas P GeraghtyLPL Financial LLCCapital One Investing, LLC09-10-2018
Paul PetersLPL Financial LLCCapital One Investing, LLC04-26-2018
Thomas Joseph PolitoLPL Financial LLCCapital One Investing, LLC$1004-23-2018
Jeffrey Robert SeewaldLPL Financial LLCCapital One Investing, LLC03-12-2018
John Allein SummersLPL Financial LLCCetera Advisors LLC$2509-27-2018
Louis George GiulianoLPL Financial LLCCetera Advisors LLC08-30-2018
Scott Francis RicciLPL Financial LLCCetera Advisors LLC08-20-2018
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.