Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Margo Zimmerman FuldMML Investors Services, LLCAegis Capital Corp.08-17-2018
James Gregory GoupilMML Investors Services, LLCAllstate Financial Services, LLC05-22-2018
Herve Thenor-LouisMML Investors Services, LLCEquitable Advisors, LLC$5005-04-2018
Brian E WestermanMML Investors Services, LLCEquitable Advisors, LLC04-27-2018
Manuel TeijeloMML Investors Services, LLCEquitable Advisors, LLC02-12-2018
Ryan Michael ClarkeMML Investors Services, LLCHornor, Townsend & Kent, LLC08-01-2018
Michael Charles HerholtzMML Investors Services, LLCMutual of Omaha Investor Services, Inc.$2504-16-2018
Samuel Ross GugliuzzaMML Investors Services, LLCMutual of Omaha Investor Services, Inc.$2504-02-2018
Paul Michael SinalyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-05-2018
Robert RosenbergMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-05-2018
Eric RogersMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-10-2018
Christina Elizabeth LawrenceMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2018
James Scott KephartMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-26-2018
Gamal Anwar KareemMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-05-2018
Warren A PenaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-29-2018
William Joseph BowdenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-14-2018
Eugene PeysakhMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-01-2018
David E PlagenzaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-18-2018
Michael John ConleyMML Investors Services, LLCNYLIFE Securities LLC$26811-28-2018
Raymond O LeydenMML Investors Services, LLCNYLIFE Securities LLC08-08-2018
Larry Jamie McGroryMML Investors Services, LLCNYLIFE Securities LLC03-21-2018
Meir MandellMML Investors Services, LLCNYLIFE Securities LLC03-14-2018
George FayezishkMML Investors Services, LLCNYLIFE Securities LLC02-12-2018
William H Horan IVMML Investors Services, LLCPark Avenue Securities LLC$16808-01-2018
Shawn Patrick KilmurrayMML Investors Services, LLCPark Avenue Securities LLC$704-16-2018
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.