Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel RonaMorgan StanleyAegis Capital Corp.08-17-2018
Kyle Anthony MedeirosMorgan StanleyAmeriprise Financial Services, LLC08-29-2018
Dana Suzanne DerrickMorgan StanleyCadaret, Grant & Co., Inc.09-17-2018
Oliver Louis SunMorgan StanleyCredit Suisse Securities (USA) LLC05-08-2018
Richard Desmond CanalesMorgan StanleyE*TRADE Securities LLC07-12-2018
Michael Stephen AbeliMorgan StanleyE*TRADE Securities LLC02-20-2018
Jennette M TarioMorgan StanleyEquitable Advisors, LLC07-11-2018
Courtney E BurkeMorgan StanleyEquitable Advisors, LLC04-30-2018
Craig S AltermanMorgan StanleyJ.P. Morgan Securities LLC09-21-2018
Maria Ana PeralesMorgan StanleyJ.P. Morgan Securities LLC$2508-08-2018
Emily R GrahamMorgan StanleyJefferies LLC$1,00007-18-2018
Alexander SchimertMorgan StanleyLongboard Asset Management05-30-2018
Christopher David ScharfMorgan StanleyMercer Allied Company, L.P.03-07-2018
Christian ConroyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Vikram SrinivasanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2018
Alexander James MayerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2018
Joseph A MarangielloMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2018
Steve WOOTAEK LeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2018
Byung S LeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2018
Jonathan Young KimMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2018
Eric Jonathan ChanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2018
Felicia Elaine SpangehlMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2018
michele Christian ossoMorgan StanleyNYLIFE Securities LLC04-03-2018
John B SolikMorgan StanleyOdeon Capital Group LLC05-23-2018
Collin David ShapiroMorgan StanleyPeople's Securities, Inc.08-03-2018
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.