Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason R CampbellPruco Securities, LLC.Allstate Financial Services, LLC11-30-2018
Don CenturioniPruco Securities, LLC.Ameritas Investment Company, LLC05-03-2018
Dhurgham Najwat GhazoolPruco Securities, LLC.Cetera Advisor Networks LLC03-05-2018
Anna M BaronePruco Securities, LLC.David Lerner Associates, Inc.08-30-2018
Stephen Edmund Hasso JrPruco Securities, LLC.Equity Services, Inc.11-20-2018
Laurie Sober HassoPruco Securities, LLC.Equity Services, Inc.11-20-2018
Sophia M EddyPruco Securities, LLC.Foresters Financial Services, Inc.11-27-2018
Gregory C DrozdowPruco Securities, LLC.Hornor, Townsend & Kent, LLC11-14-2018
Wanda Louise ValikPruco Securities, LLC.IBN Financial Services, Inc.02-20-2018
Gregory John HalsteadPruco Securities, LLC.Infinex Investments, Inc.$5011-15-2018
David Leonard CarraturoPruco Securities, LLC.IRC Securities LLC08-10-2018
Paul Steven KobelPruco Securities, LLC.Key Investment Services LLC05-01-2018
Marguerite N DanielsPruco Securities, LLC.MML Investors Services, LLC$23008-23-2018
Kevin Charles KlugePruco Securities, LLC.MML Investors Services, LLC$5006-28-2018
John T ChasePruco Securities, LLC.MML Investors Services, LLC05-22-2018
Gail Eva HollingsworthPruco Securities, LLC.MML Investors Services, LLC02-12-2018
Thomas Sutton StaffordPruco Securities, LLC.MML Investors Services, LLC01-26-2018
Anthony David BaeumlerPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.05-31-2018
Ronald John GniazdowskiPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.05-29-2018
Justin Gardiner PatersonPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.05-23-2018
Bernard Anthony UngerPruco Securities, LLC.Next Financial Group, Inc.04-26-2018
Rachel BroytmanPruco Securities, LLC.NYLIFE Securities LLC11-30-2018
Shuang GuoPruco Securities, LLC.NYLIFE Securities LLC09-13-2018
Sandra Yvonne GreenPruco Securities, LLC.NYLIFE Securities LLC08-08-2018
Carlos Fernando Rodriguez BuitragoPruco Securities, LLC.NYLIFE Securities LLC02-27-2018
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.