Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Eric GrandySagePoint Financial, Inc.Ameriprise Financial Services, Inc.07-26-2018
Joseph Michael D'AgostinoSagePoint Financial, Inc.Avantax Investment Services, Inc.$22008-06-2018
Michael Joseph CudlippSagePoint Financial, Inc.CUDLIPP ADVISOR SERVICES, LLC$25011-02-2018
Mariah Elizabeth CudlippSagePoint Financial, Inc.CUDLIPP ADVISOR SERVICES, LLC11-02-2018
Kristopher M. WadsworthSagePoint Financial, Inc.Farmers Financial Solutions, LLC$50005-01-2018
Brett C BaumlinSagePoint Financial, Inc.IBN Financial Services, Inc.10-22-2018
Joseph Taylor O'HaverSagePoint Financial, Inc.IBN Financial Services, Inc.04-18-2018
Frank WeissSagePoint Financial, Inc.IBN Financial Services, Inc.01-22-2018
Robert Frederick WindhausenSagePoint Financial, Inc.Key Investment Services LLC09-25-2018
Louis Christopher GoeckelSagePoint Financial, Inc.Key Investment Services LLC$50009-07-2018
Terrence Murphy TormeySagePoint Financial, Inc.LPL Financial LLC04-06-2018
Robert Alan RolfeSagePoint Financial, Inc.MML Investors Services, LLC$25003-02-2018
Laura Lee EngleSagePoint Financial, Inc.MML Investors Services, LLC03-02-2018
Thomas John CorsaroSagePoint Financial, Inc.MML Investors Services, LLC02-23-2018
Jeffrey David DzwonkowskiSagePoint Financial, Inc.Pinnacle Investments, LLC$15006-21-2018
David Andrew HuhtalaSagePoint Financial, Inc.Pruco Securities, LLC.$50001-22-2018
Jennifer Beau PetersonSagePoint Financial, Inc.UBS Financial Services Inc.06-18-2018
Joshua Burch HeimsSagePoint Financial, Inc.United Planners' Financial Services of America A Limited Partner$25011-02-2018
Alan Michael GnoinskiSagePoint Financial, Inc.United Planners' Financial Services of America A Limited Partner11-02-2018

Showing 1 to 19 of 19 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.